Filing Details

Accession Number:
0001332201-12-000012
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-15 19:32:42
Reporting Period:
2012-02-13
Filing Date:
2012-02-15
Accepted Time:
2012-02-15 19:32:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1138951 Leapfrog Enterprises Inc LF Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944) 954700094
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1391399 K William Campbell Leapfrog Enterprises, Inc.
6401 Hollis Street
Emeryville CA 94608
President Of Sales & Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2012-02-13 20,000 $7.00 50,331 No 4 S Direct
Class A Common Stock Acquisiton 2012-02-13 19,224 $3.79 69,555 No 4 M Direct
Class A Common Stock Disposition 2012-02-13 19,224 $7.00 50,331 No 4 S Direct
Class A Common Stock Acquisiton 2012-02-15 3,125 $0.00 53,456 No 4 M Direct
Class A Common Stock Disposition 2012-02-15 1,146 $7.61 52,310 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Non-qualified Stock Option (right to buy) Disposition 2012-02-13 1,883 $0.00 1,883 $3.79
Class A Common Non-qualified Stock Option (right to buy) Disposition 2012-02-13 903 $0.00 903 $3.79
Class A Common Non-qualified Stock Option (right to buy) Disposition 2012-02-13 10,944 $0.00 10,944 $3.79
Class A Common Non-qualified Stock Option (right to buy) Disposition 2012-02-13 4,907 $0.00 4,907 $3.79
Class A Common Non-qualified Stock Option (right to buy) Disposition 2012-02-13 587 $0.00 587 $3.79
Class A Common Restricted Stock Unit (right to acquire) Disposition 2012-02-15 3,125 $0.00 3,125 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-02-12 No 4 M Direct
0 2014-05-19 No 4 M Direct
0 2016-10-30 No 4 M Direct
0 2017-03-15 No 4 M Direct
0 2012-04-08 No 4 M Direct
3,125 2012-03-15 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades during the day at prices ranging from $7.0001 to $7.005. The price reported above reflects the weighted-average sales price. The Reporting Person will provide upon request, to the SEC staff, the issuer or security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  2. The options were 100% vested on date of grant.
  3. Granted 3/15/2010 under the Issuer's 2002 Equity Incentive Plan. The restricted stock units will vest as to 50% on 3/15/2011 and will vest thereafter in 12 equal monthly installments.