Home > Insider Trading > Filing (0001332201-12-000010)

Filing Details

Accession Number:: 0001332201-12-000010
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-02-15 19:31:42
Reporting Period:: 2012-02-13

Filing Date:: 2012-02-15
Accepted Time:: 2012-02-15 19:31:42
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1138951	Leapfrog Enterprises Inc	LF	Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944)	954700094

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1324280	J Michael Dodd	Leapfrog Enterprises, Inc. 6401 Hollis Street Emeryville CA 94608	Coo And President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Disposition	2012-02-13	122,752	$7.04	33,677	No	4	S	Direct
Class A Common Stock	Disposition	2012-02-14	28,400	$7.26	5,277	No	4	S	Direct
Class A Common Stock	Acquisiton	2012-02-15	50,000	$2.75	55,277	No	4	M	Direct
Class A Common Stock	Disposition	2012-02-15	50,000	$7.76	5,277	No	4	S	Direct
Class A Common Stock	Acquisiton	2012-02-15	4,167	$0.00	9,444	No	4	M	Direct
Class A Common Stock	Disposition	2012-02-15	1,528	$7.61	7,916	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common	Non-qualified Stock Option (right to buy)	Disposition	2012-02-15	50,000	$0.00	50,000	$2.75
Class A Common	Restricted Stock Unit (right to acquire)	Disposition	2012-02-15	4,167	$0.00	4,167	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
109,568		2019-05-15	No	4	M	Direct
4,167		2012-03-15	No	4	M	Direct

Footnotes

This transaction was executed in multiple trades during the day at prices ranging from $6.98 to $7.17. The price reported above reflects the weighted-average sales price. The Reporting Person will provide upon request, to the SEC staff, the issuer or security holder of the issuer, full information regarding the number of shares purchased at each separate price.
This transaction was executed in multiple trades during the day at prices ranging from $7.23 to $7.32. The price reported above reflects the weighted-average sales price. The Reporting Person will provide upon request, to the SEC staff, the issuer or security holder of the issuer, full information regarding the number of shares purchased at each separate price.
This transaction was executed in multiple trades during the day at prices ranging from $7.74 to $7.80. The price reported above reflects the weighted-average sales price. The Reporting Person will provide upon request, to the SEC staff, the issuer or security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Granted 5/15/2009 under the Issuer's 2002 Equity Incentive Plan. The option becomes exercisable, if at all, when the average closing price of the Company's Class A common stock on the NYSE across all trading days during a consecutive 90-day period that occurs after the grant date and during the term of the option equals or exceeds $4.00 per share (such condition of vesting, the "Price Condition"). In addition, subject to the Price Condition, the option will vest over four years as follows: 25% of the option shares will vest on May 15, 2010 with the remaining option shares vesting in 36 equal monthly installments commencing June 15, 2010. Any option shares that would, but for the Price Condition, have vested according to the vesting schedule above, will vest when the Price Condition is met.
Granted 3/15/2010 under the Issuer's 2002 Equity Incentive Plan. The restricted stock units will vest as to 50% on 3/15/2011 and will vest thereafter in 12 equal monthly installments.