Filing Details

Accession Number:
0001104659-12-010207
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-15 17:05:10
Reporting Period:
2012-01-24
Filing Date:
2012-02-15
Accepted Time:
2012-02-15 17:05:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1536035 Roundy's Inc. RNDY Retail-Grocery Stores (5411) 272337996
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1540953 W Darren Karst P.o. Box 473 (Ms-2030)
Milwaukee WI 53201-0473
Evp, Cfo & Assistant Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-01-24 455,725 $0.00 457,290 No 4 J Direct
Common Stock Acquisiton 2012-01-24 145,578 $0.00 146,078 No 4 J Indirect See Footnote
Common Stock Disposition 2012-02-13 113,811 $8.50 343,479 No 4 S Direct
Common Stock Disposition 2012-02-13 36,356 $8.50 109,722 No 4 S Indirect See Footnote
Common Stock Acquisiton 2012-02-13 103,431 $0.00 446,910 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 J Indirect See Footnote
No 4 S Direct
No 4 S Indirect See Footnote
No 4 A Direct
Footnotes
  1. On January 24, 2012, the Common Stock of Roundy's, Inc. underwent an approximately 292.2-for-1 stock split, resulting in the reporting person's ownership of additional shares of Common Stock.
  2. The Darren W. Karst 2010 Grantor Retained Annuity Trust (the "Karst Trust") is the record owner of these shares. Darren W. Karst is the trustee of the Karst Trust and has sole voting and investing power with respect to the shares held by the Karst Trust.
  3. Represents public offering price of $8.50 net of the underwriters' discount of $0.595.