Filing Details
- Accession Number:
- 0001225208-10-020530
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-08 16:12:32
- Reporting Period:
- 2010-09-03
- Filing Date:
- 2010-09-08
- Accepted Time:
- 2010-09-08 16:12:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 26172 | Cummins Inc | CMI | Engines & Turbines (3510) | 350257090 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1097587 | M Theodore Solso | 500 Jackson Street Columbus IN 47201 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common | Acquisiton | 2010-09-01 | 41,996 | $0.00 | 348,613 | No | 5 | G | Direct | |
| Common | Disposition | 2010-09-03 | 50,000 | $83.00 | 298,613 | No | 4 | S | Direct | |
| Common | Disposition | 2010-09-01 | 41,996 | $0.00 | 0 | No | 5 | G | Indirect | GRAT #1 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Indirect | GRAT #1 |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common | 32,708 | Indirect | By Spouse |
| Common | 10,033 | Indirect | ESOT |
| Common | 97,348 | Indirect | GRAT #2 |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common | Stock Option (Right-to-Buy) | $58.12 | 2012-03-01 | 2020-03-01 | 54,520 | 54,520 | Direct |
| Common | Stock Option (Right-to-Buy) | $19.42 | 2011-03-02 | 2019-03-02 | 82,750 | 82,750 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-03-01 | 54,520 | 54,520 | Direct |
| 2019-03-02 | 82,750 | 82,750 | Direct |
Footnotes
- Return of shares from Grantor Retained Annuity Trust #1.
- The share sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on 5/12/2010.
- Return of shares from Grantor Retained Annuity Trust #1 to Mr. Solso.
Billionaire Hedge Funds
