Filing Details

Accession Number:
0001144204-12-009382
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-15 16:24:08
Reporting Period:
2012-02-13
Filing Date:
2012-02-15
Accepted Time:
2012-02-15 16:24:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1091596 Cytomedix Inc CMXI Surgical & Medical Instruments & Apparatus (3841) 232958959
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1313516 Emerson David Jorden 209 Perry Parkway, Suite 7
Gaithersburg, MD 20877
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-02-13 39,775 $1.25 6,349,742 No 4 S Direct
Common Stock Disposition 2012-02-14 27,000 $1.20 6,322,742 No 4 S Direct
Common Stock Disposition 2012-02-15 76,313 $1.15 6,246,429 No 4 S Direct
Common Stock Acquisiton 2012-02-15 200,000 $0.54 6,446,429 No 4 X Direct
Common Stock Acquisiton 2012-02-15 178,571 $0.50 6,625,000 No 4 X Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 X Direct
No 4 X Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant Disposition 2012-02-15 200,000 $0.00 0 $0.00
Common Stock Warrant Disposition 2012-02-15 178,571 $0.00 0 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
701,065 No 4 X Direct
522,494 No 4 X Direct
Footnotes
  1. Represents shares of common stock of the Company issued upon exercise of an in-the-money guarantor warrant issued in connection with the April 2010 private placement of the Company's securities and the Company's then outstanding note obligation to the Sorin Group. The exercise price per share of such warrant is $0.5368. The warrant was exercisable immediately and expires on April 9, 2015.
  2. Represents shares of common stock of the Company issued upon exercise of in-the-money guarantor warrants issued in connection with the April 2011 secured promissory note issued by the Company. The 321,427 warrants are exercisable at a price of $0.50 per share, with 178,571 shares vesting immediately upon issuance of the note, and remaining balance of the warrants vesting and exercisable in tranches if the note has not been repaid by the Company on its first, second and third anniversaries of the issuance of the note. The warrant expires on April 28, 2016.