Filing Details
- Accession Number:
- 0001140361-12-008720
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-15 16:23:52
- Reporting Period:
- 2012-02-13
- Filing Date:
- 2012-02-15
- Accepted Time:
- 2012-02-15 16:23:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1031028 | Globecomm Systems Inc | GCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 113225567 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1261922 | E Richard Caruso | 45 Oser Avenue Hauppauge NY 11788 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-13 | 4,100 | $9.38 | 9,300 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-13 | 4,100 | $15.36 | 5,200 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-02-14 | 900 | $9.38 | 6,100 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-02-14 | 5,000 | $4.29 | 11,100 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-02-14 | 5,000 | $7.53 | 16,100 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-02-14 | 3,158 | $8.44 | 19,258 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-14 | 14,058 | $14.83 | 5,200 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-02-15 | 1,842 | $8.44 | 7,042 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-15 | 1,842 | $15.00 | 5,200 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-02-15 | 1,000 | $15.00 | 4,200 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2012-02-13 | 4,100 | $9.38 | 4,100 | $9.38 |
| Common Stock | Stock Option | Disposition | 2012-02-14 | 900 | $9.38 | 900 | $9.38 |
| Common Stock | Stock Option | Disposition | 2012-02-14 | 5,000 | $4.29 | 5,000 | $4.29 |
| Common Stock | Stock Option | Disposition | 2012-02-14 | 5,000 | $7.53 | 5,000 | $7.53 |
| Common Stock | Stock Option | Disposition | 2012-02-14 | 3,158 | $8.44 | 3,158 | $8.44 |
| Common Stock | Stock Option | Disposition | 2012-02-15 | 1,842 | $8.44 | 1,842 | $8.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,900 | 2016-11-15 | No | 4 | M | Direct | |
| 20,000 | 2016-11-15 | No | 4 | M | Direct | |
| 15,000 | 2018-11-19 | No | 4 | M | Direct | |
| 10,000 | 2019-11-18 | No | 4 | M | Direct | |
| 6,842 | 2020-11-17 | No | 4 | M | Direct | |
| 5,000 | 2020-11-17 | No | 4 | M | Direct |
Footnotes
- N/A
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