Filing Details
- Accession Number:
- 0001140361-12-008639
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-15 15:09:17
- Reporting Period:
- 2012-02-13
- Filing Date:
- 2012-02-15
- Accepted Time:
- 2012-02-15 15:09:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 922475 | Itt Educational Services Inc | ESI | Services-Educational Services (8200) | 362061311 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1326647 | M Daniel Fitzpatrick | C/O Itt Educational Services Inc 13000 North Meridian Street Carmel IN 46032-1404 | Evp, Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-13 | 3,836 | $0.00 | 5,971 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2012-02-13 | 8,545 | $0.00 | 14,516 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2012-02-13 | 2,400 | $47.22 | 16,916 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-13 | 2,400 | $75.00 | 14,516 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2012-02-13 | 11,000 | $0.00 | 11,000 | $75.16 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-02-13 | 2,400 | $0.00 | 2,400 | $47.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 11,000 | 2019-02-13 | No | 4 | A | Direct | |
| 5,745 | 2012-06-06 | No | 4 | M | Direct |
Footnotes
- Restricted stock units awarded under the 2006 ITT Educational Services, Inc. Equity Compensation Plan (the "2006 Plan"), a Rule 16b-3 plan. This award will settle in three equal installments on February 13, 2013, 2014 and 2015 in the form of one share of the Company's common stock for each restricted stock unit being settled.
- Restricted stock units awarded under the 2006 Plan. This award will settle in full on February 13, 2015 in the form of one share of the Company's common stock for each restricted stock unit being settled.
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2011.
- Option awarded under the 2006 Plan.
- The option vests in three equal installments on February 13, 2013, 2014 and 2015.
- Represents a portion of the 18,245 shares subject to a stock option (right to buy) with an effective grant date of June 6, 2005.
- This stock option vested in thirds on June 6, 2006, 2007 and 2008.
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