Filing Details

Accession Number:
0001225208-12-004229
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-14 19:38:27
Reporting Period:
2012-02-10
Filing Date:
2012-02-14
Accepted Time:
2012-02-14 19:38:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137774 Prudential Financial Inc PRU Life Insurance (6311) 223703799
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1520806 Barbara Koster 751 Broad Street, 4Th Floor
Attn. Corporate Compliance
Newark NJ 07102
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-10 12,703 $0.00 24,778 No 4 M Direct
Common Stock Disposition 2012-02-10 3,848 $59.00 20,930 No 4 F Direct
Common Stock Acquisiton 2012-02-13 9,897 $33.95 30,827 No 4 M Direct
Common Stock Disposition 2012-02-13 6,964 $59.94 23,863 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 2/10/09 Restricted Stock Units Disposition 2012-02-10 12,703 $0.00 12,703 $0.00
Common Stock 6/19/02 Employee Stock Option (right to buy) Disposition 2012-02-13 9,897 $0.00 9,897 $33.95
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
0 2012-06-19 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 788 Indirect By 401(k)
Footnotes
  1. Represents the vesting of previously awarded restricted stock units.
  2. Represents shares withheld for the payment of taxes when restricted shares vested.
  3. Following the transactions reported on this Form 4, Ms. Koster continues to hold 23,863 shares directly and 788 shares indirectly in a 401(k) account. Ms. Koster also holds an additional 90,794 vested stock options, 15,883 unvested stock options, and 5,102 target performance shares (the exact number awarded being dependent on achievement of performance goals).
  4. Amount reported has been adjusted to include 59 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between March 31, 2011 and December 31, 2011 based on a plan statement dated December 31, 2011. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
  5. The Restricted Stock Units convert to common stock on a 1 to 1 basis.
  6. The Restricted Stock Units will vest on February 10, 2012.
  7. The option vested in three equal annual installments on June 19, 2003, 2004 and 2005.