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Home > Insider Trading > Filing (0001225208-12-004163)

Filing Details

Accession Number:
0001225208-12-004163
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-14 17:15:49
Reporting Period:
2012-02-10
Filing Date:
2012-02-14
Accepted Time:
2012-02-14 17:15:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
101829 United Technologies Corp UTX Aircraft Engines & Engine Parts (3724) 060570975
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1304945 P David Hess One Financial Plaza
Hartford CT 06101		 President, Pratt & Whitney No Yes No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-10 65,000 $75.21 113,962 No 4 M Direct
Common Stock Acquisiton 2012-02-10 61,000 $62.81 174,962 No 4 M Direct
Common Stock Acquisiton 2012-02-10 60,000 $70.81 234,962 No 4 M Direct
Common Stock Disposition 2012-02-10 30,203 $83.28 204,759 No 4 S Direct
Common Stock Disposition 2012-02-10 155,797 $83.24 48,962 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2012-02-10 60,000 $0.00 60,000 $70.81
Common Stock Stock Appreciation Right Disposition 2012-02-10 65,000 $0.00 65,000 $75.21
Common Stock Stock Appreciation Right Disposition 2012-02-10 61,000 $0.00 61,000 $62.81
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
60,000 2018-04-08 No 4 M Direct
0 2011-01-02 2018-01-01 No 4 M Direct
0 2010-01-03 2017-01-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,114 Indirect By Savings Plan Trustee
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.24 to $83.39, inclusive. The reporting person undertakes to provide to United Technologies Corporation, any security holder of United Technologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.
  2. 120,000 Stock Appreciation Rights were granted on April 9, 2008 with 60,000 scheduled to vest on 4/9/2011 and 60,000 scheduled to vest on 4/9/2012.