Filing Details

Accession Number:
0001225208-12-004089
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-14 16:07:48
Reporting Period:
2012-02-13
Filing Date:
2012-02-14
Accepted Time:
2012-02-14 16:07:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1178104 Cardica Inc CRDC Surgical & Medical Instruments & Apparatus (3841) 943287832
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1199037 C James Gaither 755 Page Mill Road, Suite A-200
Palo Alto CA 94304-1005
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-13 7,820 $1.65 7,820 No 4 P Indirect By Ltd Partnership (TAL)
Common Stock Acquisiton 2012-02-13 7,820 $1.65 101,170 No 4 P Indirect By Trust (Trustee)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Ltd Partnership (TAL)
No 4 P Indirect By Trust (Trustee)
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,444 Direct
Footnotes
  1. Acquired in an underwritten public offering that closed on February 13, 2012.
  2. Shares held by a limited partnership of which the reporting person is the trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
  3. Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.