Filing Details

Accession Number:
0001225208-12-004088
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-14 16:07:45
Reporting Period:
2012-02-13
Filing Date:
2012-02-14
Accepted Time:
2012-02-14 16:07:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1178104 Cardica Inc CRDC Surgical & Medical Instruments & Apparatus (3841) 943287832
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1197647 Tench Coxe 755 Page Mill Road, Suite A-200
Palo Alto CA 94304-1005
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-13 32,115 $1.65 294,776 No 4 P Indirect By Profit Sharing Plan Trust
Common Stock Acquisiton 2012-02-13 32,114 $1.65 173,991 No 4 P Indirect By Trust (Trustees)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Profit Sharing Plan Trust
No 4 P Indirect By Trust (Trustees)
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 21,698 Indirect By Trust (CRT)
Footnotes
  1. Acquired in an underwritten public offering that closed on February 13, 2012.
  2. Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.
  3. Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.
  4. Shares held by a charitable remainder unitrust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.