Filing Details

Accession Number:
0001225208-12-004055
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-14 15:36:30
Reporting Period:
2012-02-10
Filing Date:
2012-02-14
Accepted Time:
2012-02-14 15:36:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
29915 Dow Chemical Co DOW Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) 381285128
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1183686 E David Kepler 2030 Dow Center
Midland MI 48674
Executive Vice President & Cio No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2012-02-10 24,270 $0.00 139,950 No 4 A Direct
Common Acquisiton 2012-02-13 27,500 $30.43 167,450 No 4 M Direct
Common Disposition 2012-02-13 27,500 $34.13 139,950 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Non-Qualified Stock Option (right to buy) Acquisiton 2012-02-10 140,730 $0.00 140,730 $34.00
Common Non-Qualified Stock Option (right to buy) Disposition 2012-02-13 27,500 $0.00 27,500 $30.43
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
140,730 2022-02-10 No 4 A Direct
0 2012-02-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common 2,036 Indirect By 401(k) Plan
Common 2,063 Indirect By 401(k) Plan ESOP
Common 88,329 Indirect By Trust
Common 26,741 Indirect By Trust 2
Footnotes
  1. Granted under The Dow Chemical Company 1988 Award and Option Plan. The Plan provides for tax withholding rights.
  2. Deferred shares to be delivered in one installment on or about February 10, 2015 contingent upon continuation of employment.
  3. The transaction reported on this Form 4 was effected pursuant to a Rule 10(b)5-1 trading plan adopted by the reporting person on May 27, 2011.
  4. The options vest in three equal annual installments beginning on February 10, 2013.
  5. The options vested in three equal annual installments beginning on February 15, 2003.