Filing Details

Accession Number:
0001246360-12-000892
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-13 17:15:11
Reporting Period:
2012-02-09
Filing Date:
2012-02-13
Accepted Time:
2012-02-13 17:15:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
929940 Aspen Technology Inc AZPN Services-Computer Programming Services (7371) 042739697
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1251378 E Manolis Kotzabasakis Aspen Technology, Inc.
200 Wheeler Road
Burlington MA 01803
Evp, Products No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-09 22,224 $5.27 161,044 No 4 M Direct
Common Stock Acquisiton 2012-02-09 6,693 $10.42 167,737 No 4 M Direct
Common Stock Disposition 2012-02-09 28,917 $21.13 138,820 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-02-09 22,224 $0.00 22,224 $5.27
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-02-09 6,693 $0.00 6,693 $10.42
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
600 2015-09-14 No 4 M Direct
17,307 2016-11-16 No 4 M Direct
Footnotes
  1. The option, representing a right to purchase 80,000 shares, became exercisable in 16 consecutive equal installments beginning on December 31, 2005 and the balance on the last day of each quarter thereafter. The option was exercised as to 10,000 shares on June 1, 2006, as to 2,600 shares on December 7, 2011, as to 35,600 shares on December 9, 2011 and as to 8,976 shares on February 6, 2012.
  2. The option, representing a right to purchase 24,000 shares, became exercisable in 16 consecutive equal installments beginning on December 29, 2006 and the balance on the last business day of each quarter thereafter.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.01 to $21.19, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.