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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2012-02-10 18:21:04
Reporting Period:
Filing Date:
Accepted Time:
2012-02-10 18:21:04
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
717538 Arrow Financial Corp AROW National Commercial Banks (6021) 222448962
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1184685 J John Murphy 20264 Country Club Dr.
Estero FL 33928
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-10 8,608 $22.63 55,379 No 4 M Direct
Common Stock Disposition 2012-02-10 7,736 $25.76 47,643 No 4 F Direct
Common Stock Disposition 2012-02-10 800 $25.65 46,843 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Empl. Stock Opt. (Right to Buy) Acquisiton 2012-02-10 8,608 $0.00 8,608 $22.63
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2007-12-17 2013-12-17 No 4 M Direct
  1. Includes 7,563 shares surrendered by reporting person to issuer to pay the exercise price of the derivative security and 173 shares withheld by the issuer to satisfy withholding tax liabilities related to the exercise.
  2. The sale price for all 800 shares sold was $25.65.