Filing Details

Accession Number:
0001209191-12-008923
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-10 14:11:30
Reporting Period:
2012-02-08
Filing Date:
2012-02-10
Accepted Time:
2012-02-10 14:11:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1461993 Cempra Inc. CEMP Pharmaceutical Preparations (2834) 262644445
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
898242 Iii Wistar I Morris 6340 Quadrangle Drive
Suite 100
Chapel Hill NC 19085
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-08 16,667 $6.00 741,008 No 4 P Direct
Common Stock Acquisiton 2012-02-08 1,025 $6.00 742,033 No 4 P Direct
Common Stock Acquisiton 2012-02-08 16,666 $6.00 516,541 No 4 P Indirect Held by Spouse, Martha H. Morris
Common Stock Acquisiton 2012-02-08 1,025 $6.00 517,566 No 4 P Indirect Held by Spouse, Martha H. Morris
Common Stock Acquisiton 2012-02-08 16,666 $6.00 473,591 No 4 P Indirect Held by Mr. Morris and Mrs. Morris as Trustees for the Cotswald Foundation
Common Stock Acquisiton 2012-02-08 1,025 $6.00 474,616 No 4 P Indirect Held by Mr. Morris and Mrs. Morris as Trustees for the Cotswald Foundation
Common Stock Acquisiton 2012-02-08 16,667 $6.00 495,261 No 4 P Indirect Held by Eleventh Generation Partnership LP
Common Stock Acquisiton 2012-02-08 1,025 $6.00 496,286 No 4 P Indirect Held by Eleventh Generation Partnership LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Indirect Held by Spouse, Martha H. Morris
No 4 P Indirect Held by Spouse, Martha H. Morris
No 4 P Indirect Held by Mr. Morris and Mrs. Morris as Trustees for the Cotswald Foundation
No 4 P Indirect Held by Mr. Morris and Mrs. Morris as Trustees for the Cotswald Foundation
No 4 P Indirect Held by Eleventh Generation Partnership LP
No 4 P Indirect Held by Eleventh Generation Partnership LP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrant $6.00 2018-08-05 13,635 13,635 Direct
Common Stock Warrant $6.00 2018-08-05 9,345 9,345 Indirect
Common Stock Warrant $6.00 2018-08-05 8,543 8,543 Indirect
Common Stock Warrant $6.00 2018-08-05 8,944 8,944 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-08-05 13,635 13,635 Direct
2018-08-05 9,345 9,345 Indirect
2018-08-05 8,543 8,543 Indirect
2018-08-05 8,944 8,944 Indirect
Footnotes
  1. These shares were purchased in the Issuer's initial public offering.
  2. Mr. Morris shares voting power with respect to the reportable securities held by Mrs. Morris and the Cotswald Foundation. Mr. Morris disclaims beneficial ownership of the reportable securities held by Mrs. Morris, the Cotswold Foundation and the Eleventh Generation Partnership, LP, a partnership of which Mr. Morris's daughters are the general partners, and this report is not an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.
  3. Mr. Morris is the spouse of Martha Morris and a trustee of Cotswold Foundation.
  4. Immediately.