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Home > Insider Trading > Filing (0001127602-12-005069)

Filing Details

Accession Number:: 0001127602-12-005069
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-02-10 11:46:51
Reporting Period:: 2012-02-08

Filing Date:: 2012-02-10
Accepted Time:: 2012-02-10 11:46:51
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1041061	Yum Brands Inc	YUM	Retail-Eating Places (5812)	133951308

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1306837	Richard Carucci	1441 Gardiner Lane Louisville KY 40213	Sr Vp Fin/Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-02-08	70,080	$12.16	89,998	No	4	M	Direct
Common Stock	Acquisiton	2012-02-08	29,020	$17.23	119,018	No	4	M	Direct
Common Stock	Disposition	2012-02-08	99,110	$65.34	19,908	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2012-02-08	70,080	$0.00	70,080	$12.16
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2012-02-08	29,020	$0.00	29,020	$17.23

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
10	2004-01-23	2013-01-23	No	4	M	Direct
0	2005-01-27	2014-01-27	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	6,000	Indirect	Carucci Trust

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (Right to Buy)	$17.23	2005-01-27	2014-01-27	54,200	54,200	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2014-01-27	54,200	54,200	Direct

Footnotes

This transaction was executed in multiple trades at prices ranging from $65.04 to $65.50. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.