Filing Details
- Accession Number:
- 0001255195-12-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-09 17:13:31
- Reporting Period:
- 2012-02-07
- Filing Date:
- 2012-02-09
- Accepted Time:
- 2012-02-09 17:13:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 728249 | Interphase Corp | INPH | Computer Communications Equipment (3576) | 751549797 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1255195 | Randall Mccomas | 2901 North Dallas Pkwy Suite 200 Plano TX 75093 | Vp Of Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-07 | 3,873 | $5.05 | 10,121 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-07 | 3,873 | $5.18 | 6,248 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-02-08 | 21,709 | $5.05 | 27,957 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-02-08 | 21,709 | $5.15 | 6,248 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2012-02-07 | 3,873 | $5.05 | 3,873 | $5.05 |
| Common Stock | Stock Option (right to buy) | Disposition | 2012-02-08 | 21,709 | $5.05 | 21,709 | $5.05 |
| Common Stock | Stock Option (right to buy) | Disposition | 2012-02-09 | 5,000 | $0.00 | 5,000 | $1.36 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 128,709 | 2003-02-15 | 2012-02-15 | No | 4 | M | Direct |
| 107,000 | 2003-02-15 | 2012-02-15 | No | 4 | M | Direct |
| 102,000 | 2012-02-10 | 2020-12-09 | No | 4 | J | Direct |
Footnotes
- Automatic exercise of options made pursuant to a previously adopted Rule 10b5-1 Trading Plan. The options being exercised expire on February 15, 2012; therefore, the options must be exercised or they will be lost.
- Automatic sale made pursuant to a previously adopted Rule 10b5-1 Trading Plan.
- Forfeiture of exempt issuance of stock options due to certain performance criteria not being met.
Billionaire Hedge Funds
