Filing Details

Accession Number:
0001225208-12-003626
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-09 17:05:14
Reporting Period:
2012-02-07
Filing Date:
2012-02-09
Accepted Time:
2012-02-09 17:05:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
26172 Cummins Inc CMI Engines & Turbines (3510) 350257090
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1528026 M Lisa Yoder 500 Jackson Street
Columbus IN 47201
Vp-Global Supp. & Mfg. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2012-02-08 1,250 $35.24 5,755 No 4 M Direct
Common Disposition 2012-02-08 356 $119.87 5,400 No 4 S Direct
Common Disposition 2012-02-08 1,250 $119.69 4,150 No 4 S Direct
Common Disposition 2012-02-09 600 $119.60 3,550 No 4 S Direct
Common Disposition 2012-02-07 78 $119.95 1,771 No 4 S Indirect By Spouse
Common Disposition 2012-02-07 495 $119.55 1,276 No 4 S Indirect By Spouse
Common Acquisiton 2012-02-08 400 $35.24 1,676 No 4 M Indirect By Spouse
Common Acquisiton 2012-02-08 200 $76.76 1,876 No 4 M Indirect By Spouse
Common Disposition 2012-02-08 200 $119.03 1,676 No 4 S Indirect By Spouse
Common Disposition 2012-02-08 343 $119.58 1,333 No 4 S Indirect By Spouse
Common Disposition 2012-02-08 400 $119.03 933 No 4 S Indirect By Spouse
Common Disposition 2012-02-09 14 $119.55 919 No 4 S Indirect By Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Indirect By Spouse
No 4 S Indirect By Spouse
No 4 M Indirect By Spouse
No 4 M Indirect By Spouse
No 4 S Indirect By Spouse
No 4 S Indirect By Spouse
No 4 S Indirect By Spouse
No 4 S Indirect By Spouse
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right-to-Buy) Disposition 2012-02-08 1,250 $0.00 1,250 $35.24
Common Stock Option (Right-to-Buy) Disposition 2012-02-08 400 $0.00 400 $35.24
Common Stock Option (Right-to-Buy) Disposition 2012-02-08 200 $0.00 200 $76.76
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-06-12 2019-06-12 No 4 M Direct
0 2011-06-12 2019-06-12 No 4 M Indirect
0 2012-08-12 2020-08-12 No 4 M Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common 1,785 Indirect By 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (Right-to-Buy) $119.77 2013-05-02 2021-05-02 980 980 Direct
Common Stock Option (Right-to-Buy) $67.58 2012-06-01 2020-06-01 820 820 Direct
Common Stock Option (Right-to-Buy) $78.58 2012-08-01 2020-08-01 820 820 Direct
Common Stock Option (Right-to-Buy) $119.77 2013-05-02 2021-05-02 99 99 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-05-02 980 980 Direct
2020-06-01 820 820 Direct
2020-08-01 820 820 Direct
2021-05-02 99 99 Indirect
Footnotes
  1. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.