Filing Details

Accession Number:
0001001250-12-000011
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-08 16:34:31
Reporting Period:
2012-02-06
Filing Date:
2012-02-08
Accepted Time:
2012-02-08 16:34:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001250 Estee Lauder Companies Inc EL Perfumes, Cosmetics & Other Toilet Preparations (2844) 112408943
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1432251 C. Alexandra Trower The Estee Lauder Companies Inc.
767 Fifth Avenue
New York NY 10153
Evp - Global Communications No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2012-02-06 16,668 $26.42 34,602 No 4 M Direct
Class A Common Stock Acquisiton 2012-02-06 21,666 $17.00 56,268 No 4 M Direct
Class A Common Stock Acquisiton 2012-02-06 25,222 $29.04 81,490 No 4 M Direct
Class A Common Stock Disposition 2012-02-07 63,556 $56.89 17,934 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Option (right to buy) Disposition 2012-02-06 16,668 $0.00 16,668 $26.42
Class A Common Stock Option (right to buy) Disposition 2012-02-06 12,666 $0.00 21,666 $17.00
Class A Common Stock Option (right to buy) Disposition 2012-02-06 25,222 $0.00 25,222 $29.04
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-01-01 2018-09-11 No 4 M Direct
21,668 2011-01-01 2019-09-02 No 4 M Direct
50,448 2012-01-01 2020-09-02 No 4 M Direct
Footnotes
  1. Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 16,666 shares exercisable from and after January 1, 2010; 16,666 shares exercisable from and after January 1, 2011; 16,668 shares exercisable from and after January 1, 2012. This option was previously reported as covering 8,333 shares exercisable from and after January 1, 2010; 8,333 shares exercisable from and after January 1, 2011; and 8,334 shares exercisable from and after January 1, 2012 at an exercise price of $52.83 per share, but has been adjusted in this report to reflect the stock split that occurred on January 20, 2012.
  2. Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 21,666 shares exercisable from and after January 1, 2011; 21,666 shares exercisable from and after January 1, 2012; 21,668 shares exercisable from and after January 1, 2013. This option was previously reported as covering 10,833 shares exercisable from and after January 1, 2011; 10,833 shares exercisable from and after January 1, 2012; 10,834 shares exercisable from and after January 1, 2013 at an exercise price of $34.00 per share, but has been adjusted in this report to reflect the stock split that occurred on January 20, 2012.
  3. Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 25,222 shares exercisable from and after January 1, 2012; 25,224 shares exercisable from and after January 1, 2013; 25,224 shares exercisable from and after January 1, 2014. This option was previously reported as covering 12,611 shares exercisable from and after January 1, 2012; 12,612 shares exercisable from and after January 1, 2013; 12,612 shares exercisable from and after January 1, 2014 at an exercise price of $58.08 per share, but has been adjusted in this report to reflect the stock split that occurred on January 20, 2012.
  4. The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
  5. Sales prices range from $56.18 to $57.06 per share, inclusive.
  6. On January 20, 2012, the Class A Common Stock of the Issuer split 2-for-1, resulting in the reporting person's ownership of 8,967 additional shares of Class A Common Stock.
  7. Not Applicable
  8. The Reporting Person also has options to purchase 46,032 shares of Class A Common Stock at $49.085 per share.