Filing Details

Accession Number:
0001181431-12-006620
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-07 20:06:31
Reporting Period:
2012-02-03
Filing Date:
2012-02-07
Accepted Time:
2012-02-07 20:06:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1392380 Gevo Inc. GEVO Industrial Organic Chemicals (2860) 870747704
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1511490 David Black C/O Cdp Gevo, Llc
3811 Turtle Creek Blvd., Suite 750
Dallas TX 75219
Evp, Upstream Business Dev. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-03 1,298 $2.70 1,298 No 4 X Indirect By LLC
Common Stock Disposition 2012-02-03 395 $8.87 903 No 4 S Indirect By LLC
Common Stock Disposition 2012-02-03 903 $10.00 0 No 4 S Indirect By LLC
Common Stock Acquisiton 2012-02-06 7,573 $2.70 7,573 No 4 X Indirect By LLC
Common Stock Disposition 2012-02-06 2,241 $9.13 5,332 No 4 S Indirect By LLC
Common Stock Disposition 2012-02-06 5,332 $10.00 0 No 4 S Indirect By LLC
Common Stock Acquisiton 2012-02-07 5,577 $2.70 5,577 No 4 X Indirect By LLC
Common Stock Disposition 2012-02-07 1,603 $9.40 3,974 No 4 S Indirect By LLC
Common Stock Disposition 2012-02-07 3,974 $10.00 0 No 4 S Indirect By LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Indirect By LLC
No 4 S Indirect By LLC
No 4 S Indirect By LLC
No 4 X Indirect By LLC
No 4 S Indirect By LLC
No 4 S Indirect By LLC
No 4 X Indirect By LLC
No 4 S Indirect By LLC
No 4 S Indirect By LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants (right to buy) Disposition 2012-02-03 1,298 $0.00 1,298 $2.70
Common Stock Warrants (right to buy) Disposition 2012-02-06 7,573 $0.00 7,573 $2.70
Common Stock Warrants (right to buy) Disposition 2012-02-07 5,577 $0.00 5,577 $2.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
856,702 2009-09-21 2016-09-21 No 4 X Indirect
849,129 2009-09-21 2016-09-21 No 4 X Indirect
843,552 2009-09-21 2016-09-21 No 4 X Indirect
Footnotes
  1. The shares of common stock were issued to CDP Gevo, LLC. CDP Gevo, LLC is beneficially owned 50% by David Black and 50% by Michael Slaney, each of whom may be held to have voting and dispositive power over 100% of the shares held by CDP Gevo, LLC. The reporting person disclaims beneficial ownership of shares held by CDP Gevo, LLC except to the extent of his pecuniary interest therein.
  2. On February 3, 2012, CDP Gevo, LLC exercised a warrant to purchase 1,298 shares of the Issuer's common stock for $2.70 per share. CDP Gevo, LLC paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 395 of the warrant shares to pay the exercise price and issuing to CDP Gevo, LLC the remaining 903 shares. The Issuer also paid a negligible amount to CDP Gevo, LLC in lieu of a fractional share.
  3. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2011.
  4. On February 6, 2012, CDP Gevo, LLC exercised a warrant to purchase 7,573 shares of the Issuer's common stock for $2.70 per share. CDP Gevo, LLC paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 2,241 of the warrant shares to pay the exercise price and issuing to CDP Gevo, LLC the remaining 5,332 shares. The Issuer also paid a negligible amount to CDP Gevo, LLC in lieu of a fractional share.
  5. On February 7, 2012, CDP Gevo, LLC exercised a warrant to purchase 5,577 shares of the Issuer's common stock for $2.70 per share. CDP Gevo, LLC paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 1,603 of the warrant shares to pay the exercise price and issuing to CDP Gevo, LLC the remaining 3,974 shares. The Issuer also paid a negligible amount to CDP Gevo, LLC in lieu of a fractional share.
  6. This warrant was issued to CDP Gevo, LLC. CDP Gevo, LLC is beneficially owned 50% by David Black and 50% by Michael Slaney, each of whom may be held to have voting and dispositive power over 100% of the shares held by CDP Gevo, LLC. The reporting person disclaims beneficial ownership of shares held by CDP Gevo, LLC except to the extent of his pecuniary interest therein.