Filing Details

Accession Number:
0001181431-12-006611
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-07 19:29:51
Reporting Period:
2012-02-03
Filing Date:
2012-02-07
Accepted Time:
2012-02-07 19:29:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1354217 Volcano Corp VOLC Electromedical & Electrotherapeutic Apparatus (3845) 330928885
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1365493 Scott R Huennekens C/O Volcano Corporation
3661 Valley Centre Drive, Suite 200
San Diego CA 92130
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-03 11,250 $0.00 40,664 No 4 M Direct
Common Stock Acquisiton 2012-02-05 12,500 $0.00 53,164 No 4 M Direct
Common Stock Disposition 2012-02-06 4,384 $28.79 48,780 No 4 S Direct
Common Stock Disposition 2012-02-07 4,718 $28.39 44,062 No 4 S Direct
Common Stock Acquisiton 2012-02-07 2,083 $12.96 46,145 No 4 M Direct
Common Stock Acquisiton 2012-02-07 6,003 $13.69 52,148 No 4 M Direct
Common Stock Disposition 2012-02-07 37,500 $28.38 14,648 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2012-02-03 11,250 $0.00 11,250 $0.00
Common Stock Restricted Stock Units Disposition 2012-02-05 12,500 $0.00 12,500 $0.00
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-02-07 2,083 $0.00 2,083 $12.96
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-02-07 6,003 $0.00 6,003 $13.69
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,250 No 4 M Direct
25,000 No 4 M Direct
2,084 2008-02-27 2015-02-27 No 4 M Direct
56,346 2009-02-03 2016-02-03 No 4 M Direct
Footnotes
  1. Pursuant to an instruction that complies with the provisions of Rule 10b5-1.
  2. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $28.38 to $28.43 , inclusive. The reporting person undertakes to provide to Volcano Corporation, any security holder of Volcano Corporation, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) of this Form 4.
  3. The remaining restricted units vest on 2/3/2013, contingent upon continuous service.
  4. 1/2 of the remaining restricted units vest on each of 2/5/2013 and 2/5/2014, contingent upon continuous service.
  5. 1/48th of the shares underlying such option shall vest in equal monthly installments over a period of four years.
  6. These sales were effected pursuant to a rule 10b5-1 trading plan dated December 1, 2010
  7. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $28.10 to $28.535 , inclusive. The reporting person undertakes to provide to Volcano Corporation, any security holder of Volcano Corporation, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (7) of this Form 4.