Filing Details

Accession Number:
0001140361-12-005862
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-07 15:06:11
Reporting Period:
2012-02-03
Filing Date:
2012-02-07
Accepted Time:
2012-02-07 15:06:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
921557 Republic Bancorp Inc RBCAA State Commercial Banks (6022) 610862051
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1078588 Scott Trager 601 West Market Street
Louisville KY 40202
Vice Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2012-02-03 3,900 $25.35 155,992 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 18,919 Indirect by Teebank Family Limited Partnership
Class A Common Stock 1,981 Indirect By Jaytee Properties Limited Partnership
Class A Common Stock 39,790 Indirect by 401(k) Plan
Class A Common Stock 51,697 Indirect By Trager Family Irrevocable Trust
Class A Common Stock 4,229 Indirect By ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Employee Stock Option (right to buy) $20.71 2011-05-16 2012-05-15 4,410 4,410 Direct
Class A Common Stock Employee Stock Option (right to buy) $23.87 2011-12-08 2012-12-07 2,625 2,625 Direct
Class A Common Stock Employee Stock Option (right to buy) $23.87 2012-12-08 2013-12-07 2,625 2,625 Direct
Class A Common Stock Employee Stock Option (right to buy) $19.89 2013-11-19 2014-11-18 7,500 7,500 Direct
Class A Common Stock Employee Stock Option (right to buy) $19.89 2014-11-19 2015-11-18 7,500 7,500 Direct
Class A Common Stock Class B Common Stock $0.00 29,488 29,488 Direct
Class A Common Stock Class B Common Stock $0.00 2,481 2,481 Indirect
Class A Common Stock Class B Common Stock $0.00 444 444 Indirect
Class A Common Stock Class B Common Stock $0.00 4,107 4,107 Indirect
Class A Common Stock Class B Common Stock $0.00 1,190 1,190 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2012-05-15 4,410 4,410 Direct
2012-12-07 2,625 2,625 Direct
2013-12-07 2,625 2,625 Direct
2014-11-18 7,500 7,500 Direct
2015-11-18 7,500 7,500 Direct
29,488 29,488 Direct
2,481 2,481 Indirect
444 444 Indirect
4,107 4,107 Indirect
1,190 1,190 Indirect
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.1705 to $25.86, inclusive. The reporting person undertakes to provide Republic Bancorp, Inc., any security holder of Republic Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
  2. Includes 384.494 shares of Class A Common Stock acquired under the Republic Bancorp dividend reinvestment plan. Since the date of the reporting person's last ownership report, he transferred 6,070 shares of Class A Common Stock to his ex-wife pursuant to a domestic relations order.
  3. Teebank Family Limited Partnership is a family limited partnership of which the reporting person is a limited partner.
  4. Jaytee Properties Limited Partnership is a family limited partnership of which the reporting person is a limited partner.
  5. Includes 406.952 shares of Class A Common Stock acquired under the Issuer's 401(k) plan, based on information provided by the plan trustee.
  6. Trager Family Irrevocable Trust is a family trust of which the reporting person is a co-trustee and a beneficiary.
  7. Conversion from Class B Common Stock to Class A Common Stock is on a share for share basis.
  8. Immediate.
  9. None.