Filing Details

Accession Number:
0001140361-12-005827
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-07 14:18:21
Reporting Period:
2012-02-03
Filing Date:
2012-02-07
Accepted Time:
2012-02-07 14:18:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1043961 Transgenomic Inc TBIO.OB Laboratory Analytical Instruments (3826) 911789357
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1509511 Ii Doit Koppler C/O Third Security, Llc
1881 Grove Avenue
Radford VA 24141
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-03 35,000 $0.00 50,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant to Purchase Shares of Common Stock Acquisiton 2012-02-03 17,500 $0.00 17,500 $1.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
17,500 2017-02-02 No 4 A Direct
Footnotes
  1. Mr. Koppler purchased 35,000 Units for $1.00 per Unit. Each Unit consists of one (1) share of Common Stock and a Warrant to Purchase 0.5 shares of Common Stock at an exercise price of $1.25 per share.
  2. These warrants are exercisable immediately upon issuance.