Filing Details
- Accession Number:
- 0001137411-12-000028
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-07 13:29:21
- Reporting Period:
- 2012-02-03
- Filing Date:
- 2012-02-07
- Accepted Time:
- 2012-02-07 13:29:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191566 | M Clayton Jones | M/S 124-323 400 Collins Road Ne Cedar Rapids IA 52498-0001 | Chairman, President And Ceo | Yes | Yes | No | No |
Transaction Summary
Sold: | 26,198 shares | Avg. Price: $58.58 | Total Value: $1,534,563.91 |
Number of Shares After Transactions: | 131,079 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-03 | 31,000 | $20.97 | 157,277 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-03 | 8,429 | $58.23 | 148,848 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-03 | 2,500 | $58.27 | 146,348 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-03 | 100 | $58.47 | 146,248 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-03 | 3,600 | $58.65 | 142,648 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-03 | 800 | $58.76 | 141,848 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-03 | 2,500 | $58.77 | 139,348 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-03 | 800 | $58.80 | 138,548 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-03 | 2,000 | $58.81 | 136,548 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-03 | 500 | $58.82 | 136,048 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-03 | 100 | $58.83 | 135,948 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-03 | 100 | $58.85 | 135,848 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-03 | 300 | $58.86 | 135,548 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-03 | 400 | $58.87 | 135,148 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-03 | 100 | $58.88 | 135,048 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-03 | 600 | $58.89 | 134,448 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-03 | 100 | $58.94 | 134,348 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-03 | 100 | $58.95 | 134,248 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-03 | 169 | $58.96 | 134,079 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-03 | 100 | $58.98 | 133,979 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-03 | 100 | $58.99 | 133,879 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-03 | 100 | $59.00 | 133,779 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-03 | 100 | $59.01 | 133,679 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-03 | 300 | $59.02 | 133,379 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-03 | 900 | $59.03 | 132,479 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-03 | 600 | $59.06 | 131,879 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-03 | 200 | $59.07 | 131,679 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-03 | 600 | $59.08 | 131,079 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
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Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-02-03 | 31,000 | $0.00 | 31,000 | $20.97 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
125,103 | 2012-09-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 21,950 | Indirect | By GRATs |
Common Stock | 14,099 | Indirect | By Savings Plan |
Footnotes
- Indirectly owned by reporting person who serves as trustee of grantor retained annuity trusts (GRATs). The GRATs hold shares originally contributed by the reporting person.
- Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of January 1, 2012.
- Employee stock options granted pursuant to the Company's stock based plans.
- The options became exercisable in three equal installments on September 11, 2003, 2004 and 2005.