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Filing Details

Accession Number:: 0001127602-12-004292
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-02-07 12:01:43
Reporting Period:: 2012-01-30

Filing Date:: 2012-02-07
Accepted Time:: 2012-02-07 12:01:43
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
808326	Emcore Corp	EMKR	Semiconductors & Related Devices (3674)	222746503

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1035939	Jr F Reuben Richards	C/O Emcore Corp 10420 Research Road Se Albuquerque NM 87123	Exec Chairman & Chair Of Board	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Emcore Common Stock	Disposition	2012-01-30	23,058	$1.12	629,256	No	4	S	Direct
Emcore Common Stock	Disposition	2012-02-01	26,942	$1.20	602,314	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Emcore Common Stock	Restricted Stock Units	Acquisiton	2012-01-30	95,000	$0.00	95,000	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
95,000			No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Emcore Common Stock	175,000	Indirect	By Spouse
Emcore Common Stock	10,000	Indirect	By Spouse In Pension Fund
Emcore Common Stock	10,000	Indirect	By Trust For Benefit Of Daughter

Footnotes

Each restricted stock unit represents a contingent right to receive one share of Emcore common stock. Restricted stock units are payable, at the election of the issuer, in cash, Emcore common stock, or a combination of the two.
The restricted stock units vest in four equal installments as follows: February 14, 2012 and January 30, 2013; January 30, 2014, and January 30, 2015. Not later than 30 days after vesting occurs, vested shares of Emcore common stock, an amount in cash equal to their fair market value or a combination of both will be delivered to the reporting person.
Includes 100,000 shares of restricted stock granted under the Company's 2010 Equity Incentive Plan, which will vest in two equal annual installments on January 28, 2013 and January 28, 2014.
The restricted stock units were awarded to the reporting person for no cash or other similar consideration.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $1.19 to $1.21 per share. The reporting person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $1.06 to $1.12 per share. The reporting person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.