Home > Insider Trading > Filing (0001127602-12-004266)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1065865	Janus Capital Group Inc	JNS	Investment Advice (6282)	431804048

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1217483	C Robin Beery	Janus Capital Group Inc. 151 Detroit Street Denver 80206	Evp, Head Of U.s. Distribution	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2012-02-02	10,580	$8.17	148,673	No	4	S	Direct
Common Stock	Acquisiton	2012-02-03	88,681	$8.57	237,354	No	4	A	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	9,210	Indirect	Held By ESOP

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy) And Lsar	$16.24	2007-01-02	2014-02-03	1	1	Direct
Common Stock	Stock Options (Right to Buy)	$5.32		2016-01-30	57,054	57,054	Direct
Common Stock	Stock Options (Right to Buy)	$11.78		2017-02-05	18,992	18,992	Direct
Common Stock	Stock Options (Right to Buy)	$21.57	2009-02-02	2013-02-12	27,380	27,380	Direct
Common Stock	Stock Options (Right to Buy)	$21.01	2011-02-01	2014-02-01	26,610	26,610	Direct
Common Stock	Stock Options (Right to Buy)	$27.54	2011-02-01	2015-01-31	21,208	21,208	Direct
Common Stock	Stock Options (Right to Buy)	$27.54	2012-02-01	2015-01-31	99,801	99,801	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2014-02-03	1	1	Direct
2016-01-30	57,054	57,054	Direct
2017-02-05	18,992	18,992	Direct
2013-02-12	27,380	27,380	Direct
2014-02-01	26,610	26,610	Direct
2015-01-31	21,208	21,208	Direct
2015-01-31	99,801	99,801	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person to cover tax liabilities arising from vesting events.
This option award vests annually in four equal installments (within one share) beginning on February 1, 2011.
This option award vests annually in four equal installments (within one share) beginning on February 1, 2010.
Subject to compliance with Section 409A of the Internal Revenue Code, Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a change-of-control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated.