Filing Details
- Accession Number:
- 0001181431-12-006098
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-06 16:00:36
- Reporting Period:
- 2012-02-02
- Filing Date:
- 2012-02-06
- Accepted Time:
- 2012-02-06 16:00:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 880631 | Wisdomtree Investments Inc. | WETF | Commodity Contracts Brokers & Dealers (6221) | 133487784 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1197950 | Jarrett R Lilien | 1200 Broadway Suite 8B New York NY 10001 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-02-02 | 190,098 | $0.95 | 309,750 | No | 4 | M | Indirect | By Bendigo Ventures |
| Common Stock | Disposition | 2012-02-02 | 269,045 | $5.33 | 40,705 | No | 4 | S | Indirect | By Bendigo Ventures |
| Common Stock | Acquisiton | 2012-02-03 | 43,377 | $0.95 | 84,082 | No | 4 | M | Indirect | By Bendigo Ventures |
| Common Stock | Disposition | 2012-02-03 | 43,377 | $5.33 | 40,705 | No | 4 | S | Indirect | By Bendigo Ventures |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | By Bendigo Ventures |
| No | 4 | S | Indirect | By Bendigo Ventures |
| No | 4 | M | Indirect | By Bendigo Ventures |
| No | 4 | S | Indirect | By Bendigo Ventures |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2012-02-02 | 190,098 | $0.00 | 190,098 | $0.95 |
| Common Stock | Stock Option (right to buy) | Disposition | 2012-02-03 | 43,377 | $0.00 | 43,377 | $0.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 204,638 | 2018-11-12 | No | 4 | M | Indirect | |
| 161,261 | 2018-11-12 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 266,667 | Direct |
Footnotes
- Includes 40,705 shares of restricted stock awarded on July 27, 2011 and vesting as to 13,568 shares on each of July 27, 2012 and 2013 and as to 13,569 shares on July 27, 2014.
- Exercisable as to 1/3 on each of November 13, 2009, 2010, and 2011
Billionaire Hedge Funds
