Filing Details
- Accession Number:
- 0001137411-12-000019
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-03 17:40:16
- Reporting Period:
- 2012-02-02
- Filing Date:
- 2012-02-03
- Accepted Time:
- 2012-02-03 17:40:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191566 | M Clayton Jones | M/S 124-323 400 Collins Road Ne Cedar Rapids IA 52498-0001 | Chairman, President And Ceo | Yes | Yes | No | No |
Transaction Summary
Sold: | 31,000 shares | Avg. Price: $58.63 | Total Value: $1,817,507.10 |
Number of Shares After Transactions: | 126,277 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-02-02 | 31,000 | $20.97 | 157,277 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-02-02 | 5,554 | $58.55 | 151,723 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 415 | $58.56 | 151,308 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 488 | $58.57 | 150,820 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 733 | $58.58 | 150,087 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 2,600 | $58.59 | 147,487 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 1,874 | $58.60 | 145,613 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 1,833 | $58.61 | 143,780 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 1,143 | $58.62 | 142,637 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 1,611 | $58.63 | 141,026 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 1,579 | $58.64 | 139,447 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 1,662 | $58.65 | 137,785 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 1,420 | $58.66 | 136,365 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 1,858 | $58.67 | 134,507 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 3,146 | $58.68 | 131,361 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 1,294 | $58.69 | 130,067 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 1,000 | $58.70 | 129,067 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 478 | $58.71 | 128,589 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 500 | $58.72 | 128,089 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 1,112 | $58.72 | 126,977 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 400 | $58.73 | 126,577 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-02 | 300 | $58.74 | 126,277 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
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Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-02-02 | 31,000 | $0.00 | 31,000 | $20.97 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
156,103 | 2012-09-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 21,950 | Indirect | By GRATs |
Common Stock | 14,099 | Indirect | By Savings Plan |
Footnotes
- Indirectly owned by reporting person who serves as trustee of grantor retained annuity trusts (GRATs). The GRATs hold shares originally contributed by the reporting person.
- Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of January 1, 2012.
- Employee stock options granted pursuant to the Company's stock based plans.
- The options became exercisable in three equal installments on September 11, 2003, 2004 and 2005.