Filing Details

Accession Number:
0001137411-12-000019
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-03 17:40:16
Reporting Period:
2012-02-02
Filing Date:
2012-02-03
Accepted Time:
2012-02-03 17:40:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137411 Rockwell Collins Inc COL Aircraft Parts & Auxiliary Equipment, Nec (3728) 522314475
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191566 M Clayton Jones M/S 124-323
400 Collins Road Ne
Cedar Rapids IA 52498-0001
Chairman, President And Ceo Yes Yes No No
Transaction Summary
Sold: 31,000 shares Avg. Price: $58.63 Total Value: $1,817,507.10
Number of Shares After Transactions: 126,277 shares
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-02 31,000 $20.97 157,277 No 4 M Direct
Common Stock Disposition 2012-02-02 5,554 $58.55 151,723 No 4 S Direct
Common Stock Disposition 2012-02-02 415 $58.56 151,308 No 4 S Direct
Common Stock Disposition 2012-02-02 488 $58.57 150,820 No 4 S Direct
Common Stock Disposition 2012-02-02 733 $58.58 150,087 No 4 S Direct
Common Stock Disposition 2012-02-02 2,600 $58.59 147,487 No 4 S Direct
Common Stock Disposition 2012-02-02 1,874 $58.60 145,613 No 4 S Direct
Common Stock Disposition 2012-02-02 1,833 $58.61 143,780 No 4 S Direct
Common Stock Disposition 2012-02-02 1,143 $58.62 142,637 No 4 S Direct
Common Stock Disposition 2012-02-02 1,611 $58.63 141,026 No 4 S Direct
Common Stock Disposition 2012-02-02 1,579 $58.64 139,447 No 4 S Direct
Common Stock Disposition 2012-02-02 1,662 $58.65 137,785 No 4 S Direct
Common Stock Disposition 2012-02-02 1,420 $58.66 136,365 No 4 S Direct
Common Stock Disposition 2012-02-02 1,858 $58.67 134,507 No 4 S Direct
Common Stock Disposition 2012-02-02 3,146 $58.68 131,361 No 4 S Direct
Common Stock Disposition 2012-02-02 1,294 $58.69 130,067 No 4 S Direct
Common Stock Disposition 2012-02-02 1,000 $58.70 129,067 No 4 S Direct
Common Stock Disposition 2012-02-02 478 $58.71 128,589 No 4 S Direct
Common Stock Disposition 2012-02-02 500 $58.72 128,089 No 4 S Direct
Common Stock Disposition 2012-02-02 1,112 $58.72 126,977 No 4 S Direct
Common Stock Disposition 2012-02-02 400 $58.73 126,577 No 4 S Direct
Common Stock Disposition 2012-02-02 300 $58.74 126,277 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-02-02 31,000 $0.00 31,000 $20.97
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
156,103 2012-09-11 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 21,950 Indirect By GRATs
Common Stock 14,099 Indirect By Savings Plan
Footnotes
  1. Indirectly owned by reporting person who serves as trustee of grantor retained annuity trusts (GRATs). The GRATs hold shares originally contributed by the reporting person.
  2. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of January 1, 2012.
  3. Employee stock options granted pursuant to the Company's stock based plans.
  4. The options became exercisable in three equal installments on September 11, 2003, 2004 and 2005.