Filing Details

Accession Number:
0001126328-12-000014
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-03 17:03:48
Reporting Period:
2012-02-01
Filing Date:
2012-02-03
Accepted Time:
2012-02-03 17:03:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1126328 Principal Financial Group Inc PFG Accident & Health Insurance (6321) 421520346
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1326278 Joseph Daniel Houston 711 High Street
Des Moines IA 50392
Pres.-Ret., Ins. & Fin. Svcs. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-02-01 13,515 $27.48 121,121 No 4 M Direct
Common Stock Disposition 2012-02-01 13,515 $28.00 107,506 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2012-02-01 13,515 $0.00 13,515 $27.48
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-04-29 2012-04-29 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,586 Indirect By 401(k) Plan
Footnotes
  1. Pursuant to a 10b5-1 plan adopted November 19, 2010, and amended November 22, 2011.