Filing Details

Accession Number:
0001181431-12-005727
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-03 16:10:40
Reporting Period:
2012-02-02
Filing Date:
2012-02-03
Accepted Time:
2012-02-03 16:10:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1085621 Icg Group Inc. ICGE Services-Management Consulting Services (8742) 232996071
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185514 J David Berkman C/O Icg Group, Inc.
690 Lee Road, Suite 310
Wayne PA 19087
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.001 Per Share Acquisiton 2012-02-02 5,000 $8.60 101,461 No 4 M Direct
Common Stock, Par Value $.001 Per Share Disposition 2012-02-02 5,000 $9.50 96,461 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $.001 Per Share Options to Purchase Common Stock Disposition 2012-02-02 5,000 $0.00 5,000 $8.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2004-02-12 2012-02-12 No 4 M Direct
Footnotes
  1. The option exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b(5)-1 trading plan adopted by the reporting person on December 21, 2011.
  2. This amount includes 41,461 shares of Common Stock that the Reporting Person has the right to receive following the termination of his services as a director pursuant to the terms of the ICG Group, Inc. Deferred Stock Unit Program. This amount also includes 40,000 stock units that the Reporting Person has the right to receive following the termination of his service or employment with the Company pursuant to the terms of the ICG Group, Inc. 2005 Omnibus Equity Compensation Plan.