Filing Details
- Accession Number:
- 0001209191-12-007294
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-02-03 12:29:39
- Reporting Period:
- 2012-01-10
- Filing Date:
- 2012-02-03
- Accepted Time:
- 2012-02-03 12:29:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1092839 | Dune Energy Inc | DUNR | Oil & Gas Field Services, Nec (1389) | 954737507 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1540859 | Bluemountain Gp Holdings, Llc | 280 Park Avenue 5Th Floor East New York NY 10017 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-01-10 | 71 | $3.00 | 1,840,849 | No | 4 | L | Direct | |
Common Stock | Acquisiton | 2012-01-10 | 429 | $3.00 | 1,592,406 | No | 4 | L | Direct | |
Common Stock | Acquisiton | 2012-01-10 | 500 | $3.00 | 7,256,608 | No | 4 | L | Indirect | See Explanation of Responses |
Common Stock | Acquisiton | 2012-01-13 | 228 | $3.00 | 1,841,077 | No | 4 | L | Direct | |
Common Stock | Acquisiton | 2012-01-13 | 1,371 | $3.00 | 1,593,777 | No | 4 | L | Direct | |
Common Stock | Acquisiton | 2012-01-13 | 1,599 | $3.00 | 7,258,207 | No | 4 | L | Indirect | See Explanation of Responses |
Common Stock | Acquisiton | 2012-01-17 | 315 | $3.00 | 1,841,392 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-01-17 | 1,891 | $3.00 | 1,595,668 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-01-17 | 2,206 | $3.00 | 7,260,413 | No | 4 | P | Indirect | See Explanation of Responses |
Common Stock | Acquisiton | 2012-01-20 | 443 | $3.00 | 1,841,835 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-01-20 | 2,659 | $3.00 | 1,598,327 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-01-20 | 3,102 | $3.00 | 7,263,515 | No | 4 | P | Indirect | See Explanation of Responses |
Common Stock | Acquisiton | 2012-01-23 | 1,667 | $3.00 | 1,843,502 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-01-23 | 9,999 | $3.00 | 1,608,326 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-01-23 | 11,666 | $3.00 | 7,275,181 | No | 4 | P | Indirect | See Explanation of Responses |
Common Stock | Acquisiton | 2012-01-31 | 1,429 | $3.00 | 1,844,931 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-01-31 | 8,571 | $3.00 | 1,616,897 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-01-31 | 10,000 | $3.00 | 7,285,181 | No | 4 | P | Indirect | See Explanation of Responses |
Common Stock | Acquisiton | 2012-02-01 | 6,184 | $2.97 | 1,851,115 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-02-01 | 18,554 | $2.97 | 1,635,451 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-02-01 | 24,738 | $2.97 | 7,309,919 | No | 4 | P | Indirect | See Explanation of Responses |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | L | Direct | |
No | 4 | L | Direct | |
No | 4 | L | Indirect | See Explanation of Responses |
No | 4 | L | Direct | |
No | 4 | L | Direct | |
No | 4 | L | Indirect | See Explanation of Responses |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Explanation of Responses |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Explanation of Responses |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Explanation of Responses |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Explanation of Responses |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Explanation of Responses |
Footnotes
- The filing of this Form 4 shall not be construed as an admission that BlueMountain Capital Management, LLC ("BMCM") or any of the General Partners (as defined in Footnote 4 below) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.001 per share (the "Common Stock") of Dune Energy Inc. (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, BMCM and the General Partners disclaim such beneficial ownership, except to the extent of their pecuniary interest
- BMCM is the investment manager of each of (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which directly owns 1,896,955 shares of Common Stock (the "BMCA Shares"), (ii) BlueMountain Long/Short Credit Master Fund L.P. ("Long/Short Credit") which directly owns 1,840,778 shares of Common Stock (the "Long/Short Credit Shares"), (iii) BlueMountain Distressed Master Fund L.P. ("Distressed"), which directly owns 1,591,977 shares of Common Stock (the "Distressed Shares"), (iv) BlueMountain Strategic Credit Master Fund L.P. ("Strategic Credit"), which directly owns 252,612 shares of Common Stock (the "Strategic Credit Shares") and (v) BlueMountain Timberline Ltd. ("Timberline" and together with BMCA, Long/Short Credit, Distressed and Timberline, the "BlueMountain Funds"), which directly owns 1,673,786 shares of Common Stock (the "Timberline Shares"). The shareholding information set forth in this Footnote 2 is as of 01/09/2012.
- BMCM, although it directs the voting and disposition of the shares held by the BlueMountain Funds, only receives an asset-based fee relating to such shares of Common Stock
- (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the BMCA Shares owned by BMCA; (ii) BlueMountain Long/Short Credit GP, LLC ("Long/Short Credit GP") is the general partner of Long/Short Credit and has an indirect profits interest in the Long/Short Credit Shares owned by Long/Short Credit; (iii) BlueMountain Distressed GP, LLC ("Distressed GP") is the general partner of Distressed and has an indirect profits interest in the Distressed Shares owned by Distressed; (iv) BlueMountain Strategic Credit GP, LLC ("Strategic Credit GP" and together with BMCA GP, Long/Short Credit GP and Distressed GP, the "General Partners") is the general partner of Strategic Credit and has an indirect profits interest in the Strategic Credit Shares owned by Strategic Credit
- BlueMountain GP Holdings, LLC ("GP Holdings") is the ultimate general partner of each of BMCA, Long/Short Credit, Distressed and Strategic Credit (the "Partnerships") and has an indirect profits interest in the Common Stock owned by each of the Partnerships
- The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Form 4 for the BlueMountain Funds and the General Partners is being filed separately and simulaneously with this Form 4 due to the limitation of ten Reporting Persons per each Form 4 filing.
- On January 10, 2012, Long/Short Credit purchased an additional 71 shares of Common Stock and Distressed purchased an additional 429 shares of Common Stock
- On January 13, 2012, Long/Short Credit purchased an additional 227 shares of Common Stock and Distressed purchased an additional 1,371 shares of Common Stock
- On January 17, 2012, Long/Short Credit purchased an additional 315 shares of Common Stock and Distressed purchased an additional 1,891 shares of Common Stock
- On January 20, 2012, Long/Short Credit purchased an additional 443 shares of Common Stock and Distressed purchased an additional 2,659 shares of Common Stock
- On January 23, 2012, Long/Short Credit purchased an additional 1,667 shares of Common Stock and Distressed purchased an additional 9,999 shares of Common Stock
- On January 31, 2012, Long/Short Credit purchased an additional 1,429 shares of Common Stock and Distressed purchased an additional 8,571 shares of Common Stock
- On February 1, 2012, Long/Short Credit purchased an additional 6,184 shares of Common Stock and Distressed purchased an additional 18,554 shares of Common Stock