Filing Details

Accession Number:
0001144204-12-005645
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-03 10:24:10
Reporting Period:
2012-02-02
Filing Date:
2012-02-03
Accepted Time:
2012-02-03 10:24:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
910322 Astoria Financial Corp AF Savings Institution, Federally Chartered (6035) 113170868
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1210754 V Thomas Powderly One Astoria Federal Plaza
Lake Success NY US 11042
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-02-02 5,494 $0.00 0 No 4 J Indirect RSA Vest
Common Stock Acquisiton 2012-02-02 5,494 $8.57 17,494 No 4 J Direct
Common Stock Disposition 2012-02-02 2,494 $8.50 15,000 No 4 S Direct
Common Stock Disposition 2012-02-02 1,000 $8.63 14,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect RSA Vest
No 4 J Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,461 Indirect RSA
Common Stock 3,160 Indirect RSA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Statutory Stock Option $29.72 2007-01-16 2017-01-15 6,000 6,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-01-15 6,000 6,000 Direct
Footnotes
  1. Represents award of restricted stock dated February 1, 2010 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on February 1, 2013 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
  2. Represents award of restricted stock dated January 31, 2011 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on January 31, 2014 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
  3. Options were granted pursuant to the 1999 Stock Option Plan for Outside Directors of Astoria Financial Corporation, or the 1999 Plan.
  4. Represents value of restricted stock at time of vesting and is the value of services rendered by the Reporting Person to the Issuer.
  5. Represents vesting of a previous award of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock vested and was distributed on 2/2/2012. The transaction represents a change in the form of beneficial ownership from indirect to direct.