Filing Details

Accession Number:
0001225208-12-002858
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-02-02 13:03:27
Reporting Period:
2012-01-31
Filing Date:
2012-02-02
Accepted Time:
2012-02-02 13:03:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
739608 Penford Corp PENX Grain Mill Products (2040) 911221360
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1190380 D Thomas Malkoski C/O Penford Corporation
7094 S. Revere Parkway
Centennial CO 80112-3932
Pres. & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-01-31 2,500 $5.64 61,726 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,879 Indirect 401(k) plan
Footnotes
  1. The price in Column 4 is a weighted average purchase price. The prices actually paid ranged from $5.60 to $5.73. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
  2. Estimate of shares held within the 401(k) plan on the reporting person's behalf based on the 401(k) Penford stock fund balance divided by the stock closing price on January 31, 2012. It should be noted that the 401(k) Penford stock fund generally contains some cash and therefore is not fully invested in Penford stock.