Filing Details
- Accession Number:
- 0001225208-12-002537
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-31 08:15:35
- Reporting Period:
- 2012-01-30
- Filing Date:
- 2012-01-31
- Accepted Time:
- 2012-01-31 08:15:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 720005 | Raymond James Financial Inc | RJF | Security Brokers, Dealers & Flotation Companies (6211) | 591517485 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1183044 | Jr William H Habermeyer | 880 Carillon Parkway St. Petersburg FL 33716 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-01-30 | 2,500 | $31.82 | 6,050 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-01-30 | 2,500 | $34.15 | 3,550 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-01-30 | 2,500 | $0.00 | 2,500 | $31.82 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-02-16 | 2012-02-16 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | $25.87 | 2011-02-15 | 2013-02-15 | 2,500 | 2,500 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $26.69 | 2013-02-19 | 2015-02-19 | 2,500 | 2,500 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $15.91 | 2012-02-20 | 2014-02-20 | 2,500 | 2,500 | Direct |
| Common Stock | Restricted Stock Units | $0.00 | 2016-02-25 | 2,000 | 2,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2013-02-15 | 2,500 | 2,500 | Direct |
| 2015-02-19 | 2,500 | 2,500 | Direct |
| 2014-02-20 | 2,500 | 2,500 | Direct |
| 2016-02-25 | 2,000 | 2,000 | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting.
- Restricted Stock Units vest 60% on 02/25/2014, 20% on 02/25/2015 and 20% on 02/25/2016.
Billionaire Hedge Funds
