Filing Details

Accession Number:
0001209191-12-005602
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-01-26 19:23:34
Reporting Period:
2012-01-24
Filing Date:
2012-01-26
Accepted Time:
2012-01-26 19:23:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1463258 Renewable Energy Group Inc. REGI Industrial Organic Chemicals (2860) 264785427
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1241831 J Philip Deutch 1700 K Street, Nw
Suite 750
Washington DC 20006
No No Yes No
1377291 Natural Gas Partners Viii, L.p. 125 E. John Carpenter Freeway
Suite 600
Irving TX 75062
No No Yes No
1418349 Ngp Energy Technology Partners, L.p. 1700 K Street Nw
Suite 750
Washington DC 20006
No No Yes No
1421879 Energy Technology Partners, L.l.c. 1700 K Street, Nw
Suite 750
Washington DC 20006
No No Yes No
1422087 Ngp Etp, L.l.c. 1700 K Street, Nw
Suite 750
Washington DC 20006
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-01-03 4,121 $0.00 0 No 4 J Direct
Common Stock Disposition 2012-01-03 4,421 $0.00 0 No 4 J Direct
Common Stock Acquisiton 2012-01-24 94,706 $0.00 94,706 No 4 C Direct
Common Stock Acquisiton 2012-01-24 94,706 $0.00 94,706 No 4 C Direct
Common Stock Disposition 2012-01-24 94,706 $9.30 0 No 4 S Direct
Common Stock Disposition 2012-01-24 94,706 $9.30 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 J Direct
No 4 C Direct
No 4 C Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Class A Common Stock Acquisiton 2012-01-03 4,121 $0.00 4,121 $0.00
Common Stock Class A Common Stock Acquisiton 2012-01-03 4,421 $0.00 4,421 $0.00
Common Stock Series A Preferred Stock Disposition 2012-01-24 2,559,808 $0.00 2,559,808 $0.00
Common Stock Class A Common Stock Acquisiton 2012-01-24 1,357,544 $0.00 1,357,544 $0.00
Common Stock Series B Preferred Stock Acquisiton 2012-01-24 570,726 $0.00 1,141,452 $0.00
Common Stock Series A Preferred Stock Disposition 2012-01-24 2,559,808 $0.00 2,559,808 $0.00
Common Stock Class A Common Stock Acquisiton 2012-01-24 1,357,544 $0.00 1,357,544 $0.00
Common Stock Series B Preferred Stock Acquisiton 2012-01-24 570,726 $0.00 1,141,452 $0.00
Common Stock Common Stock Warrant (Right to Buy) Disposition 2012-01-24 210,227 $0.00 210,227 $0.00
Common Stock Class A Common Stock Acquisiton 2012-01-24 33,643 $0.00 33,643 $0.00
Common Stock Common Stock Warrant (Right to Buy) Disposition 2012-01-24 187,500 $0.00 187,500 $0.00
Common Stock Class A Common Stock Acquisiton 2012-01-24 30,006 $0.00 30,006 $0.00
Common Stock Common Stock Warrant (Right to Buy) Disposition 2012-01-24 22,727 $0.00 22,727 $0.00
Common Stock Class A Common Stock Acquisiton 2012-01-24 3,637 $0.00 3,637 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,121 No 4 J Direct
4,421 No 4 J Direct
0 No 4 C Direct
1,361,665 No 4 C Direct
1,141,452 No 4 C Direct
0 No 4 C Direct
1,357,544 No 4 C Direct
1,141,452 No 4 C Direct
0 No 4 J Direct
1,395,308 No 4 J Direct
0 No 4 J Direct
34,427 No 4 J Direct
0 No 4 J Direct
1,361,181 No 4 J Direct
Footnotes
  1. On January 3, 2012, each share of REGI Common Stock was reclassified into one share of Class A Common Stock. This Form 4 reflects a 2.5 - for -1 reverse stock split effected on January 3, 2012.
  2. These securities are directly owned by Natural Gas Partners VIII, L.P. ("NGP VIII"). These securities may be deemed to be beneficially owned by G.F.W. Energy VIII, L.P. ("GFW LP") and GFW VIII, L.L.C. ("GFW LLC"). GFW LP is the general partner of NGP VIII. GFW LLC is the general partner of GFW LP. Each of GFW LP and GFW LLC disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that any such person is the beneficial owner of the securities for purposes of Section 16 ("Section 16") of the Securities Act of 1934, as amended, or for any other purpose.
  3. These securities are directly owned by Energy Technology Partners, L.L.C. ("ETP"). These securities may be deemed to be beneficially owned by Philip J. Deutch ("Deutch"), who is the manager of ETP. Deutch disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that any such person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  4. On January 24, 2012, each of NGP VIII and NGP Energy Tech (as defined below) converted 94,706 shares of Class A Common Stock into 94,706 shares of REGI listed Common Stock and subsequently sold these shares in REGI's initial public offering.
  5. These securities are directly owned by NGP Energy Technology Partners, L.P. ("NGP Energy Tech"). These securities may be deemed to be beneficially owned by NGP ETP, L.L.C. ("NGP ETP"), ETP and Deutch. NGP ETP is the general partner of NGP Energy Tech. ETP is the manager of NGP ETP. Deutch is the manager of ETP. Each of NGP ETP, ETP and Deutch disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed on admission that any such person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  6. The Class A Common Stock will automatically convert into shares of REGI listed Common Stock on a one-for-one basis on July 16, 2012, subject to the terms of the lock-up agreements entered into in connection with REGI's initial public offering.
  7. On January 24, 2012, each share of Series A Preferred Stock was reclassified into 0.559398973893395 shares of Class A Common Stock and 0.222956790528082 shares of Series B Preferred Stock. Reflects redistribution of shares between certain shareholders of REGI pursuant to a separate letter agreement and the share conversion described in Note (4). The Series A Preferred Stock was convertible at any time, at the holder's election, and had no expiration date.
  8. The right to exercise the conversion privilege of the Series B Preferred Stock into Common Stock will begin on July 16, 2012, subject to the terms and conditions of the lock-up agreements, and has no expiration date.
  9. On January 24, 2012, all warrants to purchase REGI Common Stock were exchanged for shares of Class A Common Stock pursuant to the terms of separate warrant exchange agreements. The warrants were exercisable immediately, with the last set to expire on July 18, 2015.