Filing Details

Accession Number:
0001144204-12-003575
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-01-23 20:40:31
Reporting Period:
2012-01-19
Filing Date:
2012-01-23
Accepted Time:
2012-01-23 20:40:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
949699 Pharmacyclics Inc PCYC Pharmaceutical Preparations (2834) 943148201
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1087939 Julian Baker 667 Madison Avenue, 21St Floor
New York NY US 10065
No No Yes No
1087940 Felix Baker 667 Madison Avenue, 21St Floor
New York NY US 10065
No No Yes No
1317493 14159 Capital (Gp), Llc 667 Madison Avenue, 21St Floor
New York NY US 10065
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-01-19 594 $16.07 171,060 No 4 P Indirect Through Partnership
Common Stock Acquisiton 2012-01-19 278 $16.07 171,338 No 4 P Indirect Through Partnership
Common Stock Acquisiton 2012-01-19 66 $15.81 171,404 No 4 P Indirect Through Partnership
Common Stock Acquisiton 2012-01-20 4,712 $16.41 176,116 No 4 P Indirect Through Partnership
Common Stock Acquisiton 2012-01-20 1,824 $16.44 177,940 No 4 P Indirect Through Partnership
Common Stock Acquisiton 2012-01-20 500 $15.00 178,440 No 4 X Indirect Through Partnership
Common Stock Acquisiton 2012-01-20 200 $15.00 178,640 No 4 X Indirect Through Partnership
Common Stock Acquisiton 2012-01-23 1,149 $16.90 179,789 No 4 P Indirect Through Partnership
Common Stock Acquisiton 2012-01-23 1,923 $16.88 181,712 No 4 P Indirect Through Partnership
Common Stock Acquisiton 2012-01-23 1,201 $16.84 182,913 No 4 P Indirect Through Partnership
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Through Partnership
No 4 P Indirect Through Partnership
No 4 P Indirect Through Partnership
No 4 P Indirect Through Partnership
No 4 P Indirect Through Partnership
No 4 X Indirect Through Partnership
No 4 X Indirect Through Partnership
No 4 P Indirect Through Partnership
No 4 P Indirect Through Partnership
No 4 P Indirect Through Partnership
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Call Option Acquisiton 2012-01-19 5 $1.25 500 $15.00
Common Stock Call Option Acquisiton 2012-01-20 2 $1.50 200 $15.00
Common Stock Call Option Disposition 2012-01-20 5 $1.25 500 $15.00
Common Stock Call Option Disposition 2012-01-20 2 $1.50 200 $15.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5 2012-01-19 2012-01-21 No 4 P Indirect
7 2012-01-20 2012-01-21 No 4 P Indirect
2 2012-01-19 2012-01-21 No 4 X Indirect
0 2012-01-20 2012-01-21 No 4 X Indirect
Footnotes
  1. In addition to 14159 Capital (GP), LLC, this Form 4 is being filed jointly by Julian C. Baker and Felix J. Baker each of whom has the same business address as 14159 Capital (GP), LLC and may be deemed to have a pecuniary interest in securities owned by it. Because of certain relationships with other security holders of the Issuer, the Reporting Persons are filing solely for informational purposes as if they were a member of a group of such shareholders. (Continued in footnote 2).
  2. However, the Reporting Persons disclaim that they or any other person or persons, in fact constitute a "group" for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, or Rule 13d-5 thereunder or that they are the beneficial owners of securities owned by any such other persons and each of them disclaim beneficial ownership or securities reported herein except to the extent of their pecuniary interest, if any, therein.
  3. Represents securities owned directly by 14159, L.P., a limited partnership the sole general partner of which is 14159 Capital, L.P., a limited partnership the sole general partner of which is 14159 Capital (GP), LLC. Julian C. Baker and Felix J. Baker are controlling members of 14159 Capital (GP), LLC.