Filing Details
- Accession Number:
- 0001127602-12-002161
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-20 17:31:50
- Reporting Period:
- 2012-01-18
- Filing Date:
- 2012-01-20
- Accepted Time:
- 2012-01-20 17:31:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 810136 | Photronics Inc | PLAB | Semiconductors & Related Devices (3674) | 060854886 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1366510 | Hong Soo Jeong | 15 Secor Road Brookfield CT 06804 | Coo, President-Asia Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-01-18 | 40,000 | $7.26 | 157,900 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-01-18 | 40,000 | $0.76 | 197,900 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-01-19 | 4,700 | $0.76 | 202,600 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-01-19 | 4,700 | $7.51 | 197,900 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2012-01-18 | 40,000 | $0.00 | 40,000 | $0.76 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2012-01-19 | 4,700 | $0.00 | 4,700 | $0.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 60,000 | 2018-11-10 | No | 4 | M | Direct | |
| 55,300 | 2018-11-10 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 12, 2011.
- This transaction was executed in multiple trades ranging from $7.00 to $7.33. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.
- This transaction was executed in multiple trades ranging from $7.50 to $7.61. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transactions were effected.
- The stock options vest 25% over 4 years on the anniversary date of the grant.
Billionaire Hedge Funds
