Filing Details

Accession Number:
0001209191-12-004468
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-01-19 16:29:45
Reporting Period:
2012-01-17
Filing Date:
2012-01-19
Accepted Time:
2012-01-19 16:29:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
722256 Hudson Valley Holding Corp HVB State Commercial Banks (6022) 133148745
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191184 R Angelo Martinelli C/O 21 Scarsdale Road
Yonkers NY 10707
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-12-05 35,179 $0.00 386,976 No 5 J Direct
Common Stock Acquisiton 2011-12-05 1,443 $0.00 15,882 No 5 J Indirect by Family Trust - Trustee
Common Stock Disposition 2012-01-17 100 $21.22 386,876 No 4 S Direct
Common Stock Disposition 2012-01-17 300 $21.21 386,576 No 4 S Direct
Common Stock Disposition 2012-01-17 600 $21.37 385,976 No 4 S Direct
Common Stock Disposition 2012-01-18 297 $20.69 385,679 No 4 S Direct
Common Stock Disposition 2012-01-18 200 $20.81 385,479 No 4 S Direct
Common Stock Disposition 2012-01-18 400 $20.92 385,079 No 4 S Direct
Common Stock Disposition 2012-01-18 100 $20.93 384,979 No 4 S Direct
Common Stock Disposition 2012-01-18 3 $20.95 384,976 No 4 S Direct
Common Stock Disposition 2012-01-19 1,000 $21.35 383,976 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 J Direct
No 5 J Indirect by Family Trust - Trustee
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right-to-Buy) Acquisiton 2011-12-05 1,384 $0.00 1,384 $23.71
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,233 2006-01-01 2016-01-01 No 5 J Direct
Footnotes
  1. Stock dividend of .10 share of common stock for each share held at close of business on 11/23/2011, that was paid on 12/05/2011.
  2. Amount reflects stock dividend of .10 share of common stock for each share or option held at close of business on 11/23/2011, that was paid on 12/05/2011.
  3. Sale of shares by Reporting Person, under a 10b5-1 Plan in accordance with the provisions of SEC Rule 10b5-1, adopted by the Reporting Person on 12/16/2011.
  4. Option grant price has been adjusted to reflect the allocation of 10% stock dividends.
  5. Allocation of stock dividend of .10 share of common stock for each option.