Filing Details
- Accession Number:
- 0000895813-12-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-17 18:55:11
- Reporting Period:
- 2012-01-17
- Filing Date:
- 2012-01-17
- Accepted Time:
- 2012-01-17 18:55:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 73124 | Northern Trust Corp | NTRS | State Commercial Banks (6022) | 362723087 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1182700 | S Sherry Barrat | 50 South Lasalle Street Chicago IL 60603 | Vice Chairman | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-01-17 | 35,614 | $32.61 | 71,155 | No | 4 | M | Indirect | By Trust |
| Common Stock | Disposition | 2012-01-17 | 35,614 | $42.61 | 35,541 | No | 4 | S | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right-to-buy) | Disposition | 2012-01-17 | 35,614 | $0.00 | 35,614 | $32.61 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-02-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 64,002 | Direct | |
| Common Stock | 24,400 | Indirect | GRAT |
| Common Stock | 6,558 | Indirect | 401(k) |
Footnotes
- This option exercise and sale were made pursuant to a written plan adopted in accordance with SEC Rule 10b5-1.
- Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- as of 12/31/11
- All options being reported on this Form 4 were exercisable on or before 2/18/2006.
Billionaire Hedge Funds
