Filing Details

Accession Number:
0001209191-12-003658
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-01-13 17:30:27
Reporting Period:
2012-01-11
Filing Date:
2012-01-13
Accepted Time:
2012-01-13 17:30:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
731766 Unitedhealth Group Inc UNH Hospital & Medical Service Plans (6324) 411321939
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1287920 Gail Boudreaux C/O Unitedhealth Group
9900 Bren Road East
Minnetonka MN 55343
Evp & Ceo, Unitedhealthcare No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-01-11 68,095 $52.32 188,725 No 4 S Direct
Common Stock Acquisiton 2012-01-11 96,825 $33.94 285,550 No 4 M Direct
Common Stock Disposition 2012-01-11 75,290 $52.62 210,260 No 4 F Direct
Common Stock Acquisiton 2012-01-11 56,562 $29.74 266,822 No 4 M Direct
Common Stock Disposition 2012-01-11 42,470 $52.62 224,352 No 4 F Direct
Common Stock Acquisiton 2012-01-11 19,006 $33.00 243,358 No 4 M Direct
Common Stock Disposition 2012-01-11 14,946 $52.62 228,412 No 4 F Direct
Common Stock Disposition 2012-01-12 38,307 $52.89 190,105 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2012-01-11 96,825 $0.00 96,825 $33.94
Common Stock Stock Appreciation Rights Disposition 2012-01-11 56,562 $0.00 56,562 $29.74
Common Stock Stock Appreciation Rights Disposition 2012-01-11 19,006 $0.00 19,006 $33.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
32,275 2018-06-05 No 4 M Direct
56,560 2019-02-23 No 4 M Direct
57,018 2020-02-09 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 12,229 Indirect by Insurance Trust
Common Stock 2,771 Indirect by 2011-M Annuity Trust
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
  2. This transaction was executed in multiple trades ranging from $52.06 to $52.40 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  3. This transaction was executed in multiple trades ranging from $52.75 to $53.077 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  4. The stock appreciation rights vest at a rate of 25% annually on June 5 from the years 2009 through 2012.
  5. The stock appreciation rights vest at a rate of 25% annually on February 23 from the years 2010 through 2013.
  6. The stock appreciation rights vest at a rate of 25% annually on February 9 from the years 2011 through 2014.