Filing Details

Accession Number:
0000930413-12-000170
Form Type:
5
Zero Holdings:
No
Publication Time:
2012-01-13 14:09:58
Reporting Period:
2011-12-31
Filing Date:
2012-01-13
Accepted Time:
2012-01-13 14:09:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1372000 Universal Power Group Inc. UPG Wholesale-Electrical Apparatus & Equipment, Wiring Supplies (5063) 751288690
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1383446 Colin Ian Edmonds C/O Universal Power Group Inc.
1720 Hayden Road
Carrollton TX 75006
Ceo, President And Interim Cfo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2008-11-21 4,700 $1.34 2,004,700 No 4 P Indirect By Zunicom, Inc.
Common Stock Acquisiton 2008-11-26 21,701 $1.30 2,026,401 No 4 P Indirect By Zunicom, Inc.
Common Stock Acquisiton 2008-11-28 5,919 $1.34 2,032,320 No 4 P Indirect By Zunicom, Inc.
Common Stock Acquisiton 2009-02-03 350 $1.50 2,032,670 No 4 P Indirect By Zunicom, Inc.
Common Stock Acquisiton 2009-02-05 700 $1.53 2,033,370 No 4 P Indirect By Zunicom, Inc.
Common Stock Acquisiton 2009-03-06 5,400 $1.22 2,038,770 No 4 P Indirect By Zunicom, Inc.
Common Stock Acquisiton 2009-03-10 10,000 $1.20 2,048,870 No 4 P Indirect By Zunicom, Inc.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Zunicom, Inc.
No 4 P Indirect By Zunicom, Inc.
No 4 P Indirect By Zunicom, Inc.
No 4 P Indirect By Zunicom, Inc.
No 4 P Indirect By Zunicom, Inc.
No 4 P Indirect By Zunicom, Inc.
No 4 P Indirect By Zunicom, Inc.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options Disposition 2011-12-22 356,250 $0.00 356,250 $7.00
Common Stock Options Acquisiton 2011-12-22 356,250 $0.00 356,250 $1.54
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-12-19 No 4 D Direct
356,250 2016-12-19 No 4 A Direct
Footnotes
  1. The reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The replacement option provides for vesting in two equal installments, 50% on 12/22/11 and 50% on 12/22/12.