Filing Details

Accession Number:
0001209191-12-003370
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-01-11 19:15:52
Reporting Period:
2012-01-09
Filing Date:
2012-01-11
Accepted Time:
2012-01-11 19:15:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1310067 Sears Holdings Corp SHLD Retail-Department Stores (5311) 201920798
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1249806 Esl Investors Llc 200 Greenwich Avenue
Greenwich CT 06830
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2012-01-09 4,461,329 $29.20 5,451,120 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2012-01-11 573,184 $0.00 4,877,936 No 4 J Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 J Direct
Footnotes
  1. This price represents the price per share of common stock of Sears Holdings Corporation, par value $0.01 per share (each, a "Share"), of private sales to Edward S. Lampert.
  2. ESL Investors, L.L.C. ("Investors") distributed these Shares to the managing member of Investors in lieu of a cash payment for management fees.