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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2012-01-09 16:20:24
Reporting Period:
Filing Date:
Accepted Time:
2012-01-09 16:20:24
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1001902 Intevac Inc IVAC Special Industry Machinery, Nec (3559) 943125814
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1237232 Kevin Fairbairn 3560 Bassett Street
Santa Clara CA 95054
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-01-05 3,500 $2.63 45,514 No 4 M Direct
Common Stock Disposition 2012-01-05 3,500 $8.00 42,014 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2012-01-05 3,500 $2.63 3,500 $2.63
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,454 2003-01-24 2012-01-24 No 4 M Direct
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2011.
  2. These trades occurred within the price range of $7.90 through $8.06. The reported price is the weighted average for trades within this range. The Reporting Person will provide information regarding the number of shares sold at each price upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  3. 20% of the option shares vest upon the optionee's completion of one year of service measured from the grant date. The balance of the option shares vest in equal monthly installments over the balance of the four year period thereafter.