Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2012-01-06 16:57:02
Reporting Period:
Filing Date:
Accepted Time:
2012-01-06 16:57:02
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
872912 Delcath Systems Inc DCTH Surgical & Medical Instruments & Apparatus (3841) 061245881
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1473233 Krishna Kandarpa C/o Delcath Systems, Inc.
810 Seventh Avenue, Suite 3505
New York NY 10019
Exec. V.p., Chief Medical Off. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-01-06 34,606 $3.75 150,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.75 to $3.76, inclusive. The reporting person undertakes to provide Delcath Systems Inc., any security holder of Delcath Systems, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.