Filing Details

Accession Number:
0001209191-12-002319
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-01-05 18:21:53
Reporting Period:
2012-01-03
Filing Date:
2012-01-05
Accepted Time:
2012-01-05 18:21:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1032761 Keynote Systems Inc KEYN Services-Business Services, Nec (7389) 943226488
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1187981 J Donald Aoki 777 Mariners Island Blvd.
San Mateo CA 94404
Svp, Professional Services No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-01-03 5,213 $10.73 29,372 No 4 M Direct
Common Stock Disposition 2012-01-03 5,213 $20.68 24,159 No 4 S Direct
Common Stock Disposition 2012-01-03 1,336 $20.68 20,763 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Purchase) Disposition 2012-01-03 5,213 $0.00 40,000 $10.73
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
24,787 2004-07-18 2013-07-18 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 24,159 Direct
Common Stock 952 Indirect Via Trust
Common Stock 4,842 Indirect Via Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right to Purchase) $11.98 2006-07-01 2015-07-01 30,000 30,000 Direct
Common Stock Employee Stock Option (Right to Purchase) $13.01 2005-07-16 2014-07-16 25,000 25,000 Direct
Common Stock Employee Stock Option (Right to Purchase) $10.31 2007-07-01 2016-07-01 25,000 25,000 Direct
Common Stock Employee Stock Option (Right to Purchase) $12.76 2005-11-16 2014-11-16 25,000 25,000 Direct
Common Stock Employee Stock Option (Right to Purchase) $12.65 2009-07-07 2018-07-06 20,000 20,000 Direct
Common Stock Restricted Stock Units $0.00 2012-07-01 12,500 12,500 Direct
Common Stock Restricted Stock Units $0.00 2015-07-01 9,750 9,750 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-07-01 30,000 30,000 Direct
2014-07-16 25,000 25,000 Direct
2016-07-01 25,000 25,000 Direct
2014-11-16 25,000 25,000 Direct
2018-07-06 20,000 20,000 Direct
12,500 12,500 Direct
9,750 9,750 Direct
Footnotes
  1. Shares were purchased through qualified ESPP.
  2. Sale under an established 10b5-1 plan.
  3. The share balance reflects 2,060 shares transferred out via gift on 12/15/2011.
  4. Represents 952 shares held in the Aoki Family Trust. The Reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest in the shares.
  5. Represents 4,842 shares held by the Reporting Person as Trustee for trusts for each of his minor children. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest in the shares.
  6. The share balance reflects 2,000 shares transferred in via gift on 12/15/2011.
  7. Option is fully vested as of the filing of this Form 4.
  8. Employee Stock Options of 5,213 shares were exercised on 01/03/2012 at an exercise price of $10.73 per share.
  9. Option is exercisable as to (i)25% of the total shares as of 7/07/2009 and (ii)2.083% of the total number of shares each month thereafter.
  10. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
  11. The restricted stock units will fully vest on 7/01/2012.
  12. The Restricted Stock Units will vest four years from the date of grant.