Filing Details
- Accession Number:
- 0000808450-12-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-05 17:17:58
- Reporting Period:
- 2012-01-04
- Filing Date:
- 2012-01-05
- Accepted Time:
- 2012-01-05 17:17:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 808450 | Navistar International Corp | NAV | Motor Vehicles & Passenger Car Bodies (3711) | 363359573 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1302423 | W Greg Elliott | 2701 Navistar Drive Lisle IL 60532 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-01-04 | 9,200 | $26.39 | 26,729 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-01-04 | 9,200 | $38.00 | 17,529 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-01-04 | 6,735 | $0.00 | 6,735 | $26.39 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-01-04 | 2,465 | $0.00 | 2,465 | $26.39 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-12-11 | No | 4 | M | Direct | |
| 0 | 2012-12-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Premium Shares | 2,758 | Direct | |
| Common Stock | 246 | Indirect | By Navistar 401(k) Plan |
Footnotes
- The Premium Share Units were acquired under Navistar's Executive Stock Ownership Program. Each Premium Share Unit represents one share of Navistar Common Stock.
- The Option becomes exercisable as to 3,066 shares on 12/10/2003; as to 2,752 shares on 12/10/2004 and as to 917 shares on 12/10/2005.
- The Option becomes exercisable as to 1 share on 12/10/2003; as to 315 shares on 12/10/2004 and as to 2,149 shares on 12/10/2005.
Billionaire Hedge Funds
