Filing Details
- Accession Number:
- 0001179110-12-000488
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-05 17:11:55
- Reporting Period:
- 2012-01-03
- Filing Date:
- 2012-01-05
- Accepted Time:
- 2012-01-05 17:11:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 921738 | Penn National Gaming Inc | PENN | Hotels & Motels (7011) | 232234473 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1218157 | P Robert Levy | 825 Berkshire Blvd Suite 200 Wyomissing PA 19610 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-01-03 | 6,065 | $38.62 | 11,065 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-01-03 | 2,371 | $0.00 | 13,436 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-01-03 | 2,371 | $38.07 | 11,065 | No | 4 | D | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock Unit | Acquisiton | 2012-01-03 | 6,567 | $0.00 | 6,567 | $0.00 |
| Common Stock | Phantom Stock Unit | Disposition | 2012-01-03 | 2,371 | $0.00 | 2,371 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,567 | No | 4 | A | Direct | ||
| 4,742 | 2012-01-03 | 2012-01-03 | No | 4 | M | Direct |
Footnotes
- Upon vesting, the recipient is entitled to a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock.
- The Phantom Stock Unit is scheduled to vest as follows: 1,642 units on January 3, 2013; 1,642 units on January 3, 2014; 1,642 units on January 3, 2015 and 1,641 units on January 3, 2016.
- This transaction was made pursuant to a stock trading plan, dated December 09, 2011, established pursuant to rule 10b5-1.
- Reporting person is also the indirect beneficial owner of 600 shares owned by his wife, of which he disclaims beneficial ownership.
- The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's Common Stock.
Billionaire Hedge Funds
