Filing Details
- Accession Number:
- 0001209191-12-002132
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-05 16:33:29
- Reporting Period:
- 2012-01-03
- Filing Date:
- 2012-01-05
- Accepted Time:
- 2012-01-05 16:33:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1011064 | Sunrise Senior Living Inc | SRZ | Services-Nursing & Personal Care Facilities (8050) | 541746596 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1340262 | Glyn Aeppel | 7900 Westpark Drive Suite T-900 Mclean VA 22102 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-01-03 | 4,800 | $6.52 | 7,180 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-01-04 | 11,664 | $0.00 | 18,844 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2011. The trading plan related to the sale of shares to pay estimated taxes on the value of 11,980 shares of common stock delivered to the reporting person in settlement of 11,980 director restricted stock units.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.33 to $6.77, inclusive. The reporting person undertakes to provide to Sunrise Senior Living, Inc., any security holder of Sunrise, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- These shares represent grants of restricted stock units which will be settled in common stock. The restricted stock units vest in four equal quarterly installments on January 4, 2012, April 1, 2012, July 1, 2012 and October 1, 2012, subject to the reporting person's continued service as a director on the applicable vesting date. Vested shares will be delivered to the reporting person within three (3) days after the date that the reporting person ceases to be a board member.
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