Filing Details
- Accession Number:
- 0000950117-12-000041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-01-05 16:29:59
- Reporting Period:
- 2012-01-03
- Filing Date:
- 2012-01-05
- Accepted Time:
- 2012-01-05 16:29:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 730716 | Zygo Corp | ZIGO | Optical Instruments & Lenses (3827) | 060864500 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1290852 | J Douglas Eccleston | Laurel Brook Road Middlefield CT 06455 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-01-03 | 7,600 | $9.01 | 51,146 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-01-03 | 7,600 | $17.58 | 43,546 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-01-04 | 900 | $9.01 | 44,446 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-01-04 | 900 | $17.08 | 43,546 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-01-04 | 900 | $10.00 | 44,446 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-01-04 | 900 | $17.08 | 43,546 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2012-01-03 | 7,600 | $0.00 | 7,600 | $9.01 |
| Common Stock | Stock Option | Disposition | 2012-01-04 | 900 | $0.00 | 900 | $9.01 |
| Common Stock | Stock Option | Disposition | 2012-01-04 | 900 | $0.00 | 900 | $10.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 900 | 2005-08-23 | 2014-08-23 | No | 4 | M | Direct |
| 0 | 2005-08-23 | 2014-08-23 | No | 4 | M | Direct |
| 3,100 | 2004-08-18 | 2013-08-18 | No | 4 | M | Direct |
Footnotes
- The option exercises, purchase of shares and sale of shares were made pursuant to a Rule 10b5-1(c) trading plan, established by the reporting person on November 28, 2011.
Billionaire Hedge Funds
