Filing Details

Accession Number:
0001314458-12-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-01-05 12:18:14
Reporting Period:
2012-01-03
Filing Date:
2012-01-05
Accepted Time:
2012-01-05 12:18:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
835324 S Y Bancorp Inc SYBT State Commercial Banks (6022) 611137529
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1314458 A James Hillebrand 13308 Longwood Lane
Goshen KY 40026
President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-12-29 250 $0.00 21,002 No 5 G Direct
Common Stock Acquisiton 2012-01-03 2 $21.08 243 No 4 P Indirect Trust-Directors' Deferred Comp Plan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 P Indirect Trust-Directors' Deferred Comp Plan
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,896 Indirect by ESOP/401k-fbo James Hillebrand
Common Stock 7,756 Indirect by IRA-fbo Lynn HIllebrand
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (Right to Buy) $18.62 2003-12-17 2012-12-17 3,150 3,150 Direct
Common Stock Option (Right to Buy) $20.17 2004-12-16 2013-12-16 3,150 3,150 Direct
Common Stock Option (Right to Buy) $22.81 2005-12-14 2014-12-14 6,300 6,300 Direct
Common Stock Option (Right to Buy) $24.07 2007-01-17 2016-01-17 9,450 9,450 Direct
Common Stock Option (Right to Buy) $26.83 2008-02-20 2017-02-20 6,000 6,000 Direct
Common Stock Stock Appreciation Right $23.37 2009-02-19 2018-02-19 4,295 4,295 Direct
Common Stock Stock Appreciation Right $22.14 2010-02-17 2019-02-17 5,000 5,000 Direct
Common Stock Stock Appreciation Right $21.03 2011-02-16 2020-02-16 9,000 9,000 Direct
Common Stock Stock Appreciation right $23.76 2012-03-15 2021-03-15 7,312 7,312 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2012-12-17 3,150 3,150 Direct
2013-12-16 3,150 3,150 Direct
2014-12-14 6,300 6,300 Direct
2016-01-17 9,450 9,450 Direct
2017-02-20 6,000 6,000 Direct
2018-02-19 4,295 4,295 Direct
2019-02-17 5,000 5,000 Direct
2020-02-16 9,000 9,000 Direct
2021-03-15 7,312 7,312 Direct
Footnotes
  1. Gifted stock to charitable organizations